4//SEC Filing
Fairway Group Holdings Corp 4
Accession 0001104659-13-085828
CIK 0001555492operating
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 6:07 PM ET
Size
9.4 KB
Accession
0001104659-13-085828
Insider Transaction Report
Form 4
Selden William
Director10% Owner
Transactions
- Exercise of In-Money
Class A Common Stock, par value $0.00001 per share
2013-11-18+1,699,949→ 8,182,679 total(indirect: See Footnote) - Exercise of In-Money
Warrants to purchase shares of Class A Common Stock
2013-11-18−1,699,949→ 0 total(indirect: See Footnote)Exp: 2016-03-26→ Class A Common Stock, par value $0.00001 per share (1,699,949 underlying)
Footnotes (6)
- [F1]$0.00008 per share.
- [F2]Consists of (i) 2,659,807 shares of Class A Common Stock beneficially owned by Sterling Investment Partners, L.P. ("Fund I"), (ii) 37,102 shares of Class A Common Stock beneficially owned by Sterling Investment Partners Side-By-Side, L.P. ("SBS I"), (iii) 5,385,876 shares of Class A Common Stock beneficially owned by Sterling Investment Partners II, L.P. ("Fund II") and (iv) 99,894 shares of Class A Common Stock beneficially owned by Sterling Investment Partners Side-By-Side II, L.P. ("SBS II" and together with Fund I, SBS I, and Fund II, the "Sterling Funds"). As a member of the general partner of each Sterling Fund, Mr. Selden has shared voting and investment power with respect to, and therefore may be deemed to be the beneficial owner of, the shares beneficially owned by the Sterling Funds. Mr. Selden disclaims beneficial ownership of the shares beneficially owned by the Sterling Funds, other than the shares attributable to his limited and general partnership interest therein.
- [F3]$0.00008 per share.
- [F4]The warrants are exercisable at any time on or before March 26, 2016, or the consummation of a liquidation event, as defined in the warrants. Any warrants that have not been exercised in full before March 26, 2016 will be automatically exercised, without further action on the part of the holder, on and as of that date.
- [F5]$0.00008 per share.
- [F6]Consisted of (i) warrants to purchase 295,856 shares of Class A Common Stock beneficially owned by Fund I, (ii) warrants to purchase 4,150 shares of Class A Common Stock beneficially owned by SBS I, (iii) warrants to purchase 1,374,449 shares of Class A Common Stock beneficially owned by Fund II and (iv) warrants to purchase 25,494 shares of Class A Common Stock owned by SBS II. As a member of the general partner of each Sterling Fund, Mr. Selden had shared voting and investment power with respect to, and therefore may be deemed to be the beneficial owner of, the warrants beneficially owned by the Sterling Funds. Mr. Selden disclaims beneficial ownership of the warrants beneficially owned by the Sterling Funds, other than the warrants attributable to his limited and general partnership interest therein.
Documents
Issuer
Fairway Group Holdings Corp
CIK 0001555492
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001555492
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 6:07 PM ET
- Size
- 9.4 KB