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EVOLUTION PETROLEUM CORP 4

Accession 0001104659-13-087310

$EPMCIK 0001006655operating

View on SEC.gov Company Profile

Filed

Nov 25, 7:00 PM ET

Accepted

Nov 26, 7:43 PM ET

Size

35.5 KB

Accession

0001104659-13-087310

Insider Transaction Report

Form 4

Period: 2013-11-22

EVOLUTION PETROLEUM CORPEPM

McDonald Sterling

V.P./Chief Financial Officer

Transactions

Exercise/Conversion
COMMON STOCK
2013-11-22$1.41/sh+100,000$141,000→ 608,151 total
Exercise/Conversion
COMMON STOCK
2013-11-22$2.19/sh+84,375$184,781→ 836,077 total
Tax Payment
COMMON STOCK
2013-11-22$12.14/sh−14,517$176,236→ 850,179 total
Exercise/Conversion
COMMON STOCK
2013-11-22$1.80/sh+113,195$203,751→ 524,934 total
Exercise/Conversion
WARRANT (RIGHT TO BUY)
2013-11-22−100,000→ 0 total
Exercise: $1.41From: 2006-02-15Exp: 2016-02-15→ Common Stock (100,000 underlying)
Exercise/Conversion
STOCK OPTION (RIGHT TO BUY)
2013-11-22−125,555→ 24,445 total
Exercise: $1.41From: 2006-02-15Exp: 2016-02-15→ Common Stock (125,555 underlying)
Exercise/Conversion
STOCK OPTION (RIGHT TO BUY)
2013-11-22−43,840→ 23,300 total
Exercise: $4.02From: 2008-08-14Exp: 2015-08-14→ Common Stock (43,840 underlying)
Exercise/Conversion
COMMON STOCK
2013-11-22$1.41/sh+50,000$70,500→ 646,537 total
Tax Payment
COMMON STOCK
2013-11-22$12.14/sh−5,807$70,497→ 640,730 total
Exercise/Conversion
COMMON STOCK
2013-11-22$1.41/sh+125,555$177,033→ 766,285 total
Sale
COMMON STOCK
2013-11-22$12.20/sh−438,439$5,348,956→ 411,740 total
Exercise/Conversion
STOCK OPTION (RIGHT TO BUY)
2013-11-22−84,375→ 65,625 total
Exercise: $2.19From: 2007-09-07Exp: 2017-09-07→ Common Stock (84,375 underlying)
Tax Payment
COMMON STOCK
2013-11-22$12.14/sh−16,783$203,746→ 508,151 total
Tax Payment
COMMON STOCK
2013-11-22$12.14/sh−11,614$140,994→ 596,537 total
Tax Payment
COMMON STOCK
2013-11-22$12.14/sh−14,583$177,038→ 751,702 total
Tax Payment
COMMON STOCK
2013-11-22$12.14/sh−15,221$184,783→ 820,856 total
Exercise/Conversion
COMMON STOCK
2013-11-22$4.02/sh+43,840$176,237→ 864,696 total
Exercise/Conversion
STOCK OPTION (RIGHT TO BUY)
2013-11-22−113,195→ 236,805 total
Exercise: $1.80From: 2005-04-04Exp: 2015-04-04→ Common Stock (113,195 underlying)
Exercise/Conversion
REVOCABLE WARRANT (RIGHT TO BUY)
2013-11-22−50,000→ 0 total
Exercise: $1.41From: 2010-02-15Exp: 2016-02-15→ Common Stock (50,000 underlying)

Footnotes (2)

[F1]Includes sales to satisfy payment of tax obligations.
[F2]Options are fully vested. Options vest 1/8 first six months after grant date and quarterly thereafter.

Documents

1 file

4
a4.xmlPrimary
4

Issuer

EVOLUTION PETROLEUM CORP

CIK 0001006655

Entity typeoperating

IncorporatedNV

Related Parties

1

filerCIK 0001006655

Filing Metadata

Form type: 4
Filed: Nov 25, 7:00 PM ET
Accepted: Nov 26, 7:43 PM ET
Size: 35.5 KB

View on SEC.gov