EVOLUTION PETROLEUM CORP 4

Accession 0001104659-13-087318

$EPMCIK 0001006655operating

View on SEC.gov Company Profile

Filed

Nov 25, 7:00 PM ET

Accepted

Nov 26, 8:28 PM ET

Size

44.8 KB

Accession

0001104659-13-087318

Insider Transaction Report

Form 4

Period: 2013-11-22

EVOLUTION PETROLEUM CORPEPM

Mazzanti Daryl V

V.P. Operations

Transactions

Tax Payment
COMMON STOCK
2013-11-22$12.14/sh−26,524$322,001→ 367,160 total
Exercise/Conversion
COMMON STOCK
2013-11-22$2.55/sh+119,657$305,125→ 552,883 total
Tax Payment
COMMON STOCK
2013-11-22$12.14/sh−25,134$305,127→ 527,749 total
Exercise/Conversion
COMMON STOCK
2013-11-22$2.19/sh+138,671$303,689→ 666,420 total
Exercise/Conversion
COMMON STOCK
2013-11-22$4.02/sh+50,105$201,422→ 691,509 total
Exercise/Conversion
COMMON STOCK
2013-11-26$1.61/sh+273,833$440,871→ 565,517 total
Tax Payment
COMMON STOCK
2013-11-22$12.14/sh−25,016$303,694→ 641,404 total
Exercise/Conversion
REVOCABLE WARRANT
2013-11-22−200,000→ 0 total
Exercise: $1.61From: 2009-06-23Exp: 2015-06-23→ Common Stock (200,000 underlying)
Exercise/Conversion
STOCK OPTION (RIGHT TO BUY)
2013-11-22−76,167→ 273,833 total
Exercise: $1.61From: 2005-06-23Exp: 2015-06-23→ Common Stock (76,167 underlying)
Exercise/Conversion
COMMON STOCK
2013-11-22$1.61/sh+76,167$122,629→ 443,327 total
Tax Payment
COMMON STOCK
2013-11-22$12.14/sh−16,592$201,427→ 674,917 total
Sale
COMMON STOCK
2013-11-22$12.20/sh−383,233$4,675,443→ 291,684 total
Exercise/Conversion
COMMON STOCK
2013-11-26$1.61/sh+30,343$48,852→ 595,860 total
Exercise/Conversion
STOCK OPTION (RIGHT TO BUY)
2013-11-22−138,671→ 61,329 total
Exercise: $2.19From: 2007-09-07Exp: 2017-09-07→ Common Stock (138,671 underlying)
Exercise/Conversion
STOCK OPTION (RIGHT TO BUY)
2013-11-22−50,105→ 17,035 total
Exercise: $4.02From: 2008-08-19Exp: 2015-08-19→ Common Stock (50,105 underlying)
Exercise/Conversion
STOCK OPTION (RIGHT TO BUY)
2013-11-26−273,833→ 0 total
Exercise: $1.61From: 2005-06-23Exp: 2015-06-23→ Common Stock (273,833 underlying)
Exercise/Conversion
STOCK OPTION (RIGHT TO BUY)
2013-11-26−17,035→ 0 total
Exercise: $4.02From: 2008-08-19Exp: 2015-08-19→ Common Stock (17,035 underlying)
Exercise/Conversion
COMMON STOCK
2013-11-22$1.61/sh+200,000$322,000→ 393,684 total
Tax Payment
COMMON STOCK
2013-11-22$12.14/sh−10,101$122,626→ 433,226 total
Exercise/Conversion
STOCK OPTION (RIGHT TO BUY)
2013-11-22−119,657→ 30,343 total
Exercise: $2.55From: 2006-05-05Exp: 2016-05-05→ Common Stock (119,657 underlying)
Exercise/Conversion
COMMON STOCK
2013-11-26$2.19/sh+61,329$134,311→ 657,189 total
Exercise/Conversion
COMMON STOCK
2013-11-26$4.02/sh+17,035$68,481→ 674,224 total
Exercise/Conversion
STOCK OPTION (RIGHT TO BUY)
2013-11-26−30,343→ 0 total
Exercise: $2.55From: 2006-05-05Exp: 2016-05-05→ Common Stock (30,343 underlying)
Exercise/Conversion
STOCK OPTION (RIGHT TO BUY)
2013-11-26−61,329→ 0 total
Exercise: $2.19From: 2007-09-07Exp: 2017-09-07→ Common Stock (61,329 underlying)

Footnotes (2)

[F1]Includes sales to satisfy payment of tax obligations and certain exercise price payments.
[F2]Options are fully vested. Options vest 1/8 first six months after grant date and quarterly thereafter.

Documents

1 file

4
a4.xmlPrimary
4

Issuer

EVOLUTION PETROLEUM CORP

CIK 0001006655

→

Entity typeoperating

IncorporatedNV

Related Parties

filerCIK 0001006655

Filing Metadata

Form type: 4
Filed: Nov 25, 7:00 PM ET
Accepted: Nov 26, 8:28 PM ET
Size: 44.8 KB

View on SEC.gov