4//SEC Filing
Fairway Group Holdings Corp 4
Accession 0001104659-13-092885
CIK 0001555492operating
Filed
Dec 29, 7:00 PM ET
Accepted
Dec 30, 5:42 PM ET
Size
6.5 KB
Accession
0001104659-13-092885
Insider Transaction Report
Form 4
Santoro Charles W
DirectorExecutive Chairman10% Owner
Transactions
- Award
Class A Common Stock, par value $0.00001 per share
2013-12-26+2,109→ 8,234,788 total(indirect: See Footnotes)
Footnotes (4)
- [F1]The shares of common stock were issued to the reporting person under the Issuer's 2013 Long-Term Incentive Plan in lieu of (i) directors' compensation of $25,000 for the calendar quarter ended December 31, 2013, based on the closing price of the common stock on December 26, 2013, and (ii) executive chairman compensation of $12,500 for the calendar quarter ended December 31, 2013, based on the closing price of the common stock on December 26, 2013.
- [F2]8,182,679 shares are held indirectly and 52,109 shares are held directly.
- [F3]Shares held indirectly consist of (i) 2,659,807 shares of Class A Common Stock beneficially owned by Sterling Investment Partners, L.P. ("Fund I"), (ii) 37,102 shares of Class A Common Stock beneficially owned by Sterling Investment Partners Side-By-Side, L.P. ("SBS I"), (iii) 5,385,876 shares of Class A Common Stock beneficially owned by Sterling Investment Partners II, L.P. ("Fund II") and (iv) 99,894 shares of Class A Common Stock beneficially owned by Sterling Investment Partners Side-By-Side II, L.P. ("SBS II" and together with Fund I, SBS I, and Fund II, the "Sterling Funds").
- [F4]As a member of the general partner of each Sterling Fund, Mr. Santoro has shared voting and investment power with respect to, and therefore may be deemed to be the beneficial owner of, the shares beneficially owned by the Sterling Funds. Mr. Santoro disclaims beneficial ownership of the shares beneficially owned by the Sterling Funds, other than the shares attributable to his limited and general partnership interest therein
Documents
Issuer
Fairway Group Holdings Corp
CIK 0001555492
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001555492
Filing Metadata
- Form type
- 4
- Filed
- Dec 29, 7:00 PM ET
- Accepted
- Dec 30, 5:42 PM ET
- Size
- 6.5 KB