EVOLUTION PETROLEUM CORP 4

4 · EVOLUTION PETROLEUM CORP · Filed Jan 28, 2014

Form 4

Period: 2014-01-27

V.P./Chief Financial Officer

Transactions

Exercise/Conversion
COMMON STOCK
2014-01-27$2.19/sh+65,625$143,719→ 498,685 total
Exercise/Conversion
COMMON STOCK
2014-01-27$1.80/sh+236,805$426,249→ 759,935 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-01-27−24,445→ 0 total
Exercise: $1.41Exp: 2016-02-15→ Common Stock (24,445 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-01-27−236,805→ 0 total
Exercise: $1.80Exp: 2015-04-04→ Common Stock (236,805 underlying)
Exercise/Conversion
COMMON STOCK
2014-01-27$1.41/sh+24,445$34,467→ 523,130 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-01-27−65,625→ 0 total
Exercise: $2.19Exp: 2017-09-07→ Common Stock (63,625 underlying)
Exercise/Conversion
COMMON STOCK
2014-01-27$4.02/sh+23,300$93,666→ 433,060 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-01-27−23,300→ 0 total
Exercise: $4.02Exp: 2018-08-19→ Common Stock (23,300 underlying)

Footnotes (4)

[F1]This option became exercisable in quarterly installments each year over four years, beginning after the grant date of 8/19/2008.
[F2]This option became exercisable in quarterly installments each year over four years, beginning after the grant date of 9/07/2007.
[F3]This option became exercisable in quarterly installments each year over four years, beginning after the grant date of 2/15/2006.
[F4]This option became exercisable in quarterly installments each year over four years, beginning after the grant date of 4/04/2005.

Documents

1 file