Home/Filings/4/0001104659-14-004850
4//SEC Filing

Trinity IX Side-By-Side Fund, L.P. 4

Accession 0001104659-14-004850

CIK 0001412270other

Filed

Jan 28, 7:00 PM ET

Accepted

Jan 29, 4:02 PM ET

Size

66.8 KB

Accession

0001104659-14-004850

Insider Transaction Report

Form 4
Period: 2014-01-29
Transactions
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+31,51334,149 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,85946,954 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+8,35934,360 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+10,98157,935 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+24,06526,001 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,38535,745 total(indirect: See Footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-2931,5130 total(indirect: See Footnotes)
    Common Stock (31,513 underlying)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+10,94645,095 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+638,5253,412,325 total(indirect: See Footnote)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-2910,9810 total(indirect: See Footnotes)
    Common Stock (10,981 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-2924,0650 total(indirect: See Footnote)
    Common Stock (24,065 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-298,3590 total(indirect: See Footnote)
    Common Stock (8,359 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-291,3850 total(indirect: See Footnote)
    Common Stock (1,385 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-298,0220 total(indirect: See Footnote)
    Common Stock (8,022 underlying)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+8,02243,767 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,854,3422,011,433 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+644,1332,655,566 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+118,2342,773,800 total(indirect: See Footnote)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-2910,9460 total(indirect: See Footnotes)
    Common Stock (10,946 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-291,8590 total(indirect: See Footnotes)
    Common Stock (1,859 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-291,854,3420 total(indirect: See Footnote)
    Common Stock (1,854,342 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-29644,1330 total(indirect: See Footnote)
    Common Stock (644,133 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-29118,2340 total(indirect: See Footnote)
    Common Stock (118,234 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-29638,5250 total(indirect: See Footnote)
    Common Stock (638,525 underlying)
Fenton Noel J
10% Owner
Transactions
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-291,854,3420 total(indirect: See Footnote)
    Common Stock (1,854,342 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-29644,1330 total(indirect: See Footnote)
    Common Stock (644,133 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-29118,2340 total(indirect: See Footnote)
    Common Stock (118,234 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-2924,0650 total(indirect: See Footnote)
    Common Stock (24,065 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-298,3590 total(indirect: See Footnote)
    Common Stock (8,359 underlying)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+31,51334,149 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+10,94645,095 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,85946,954 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+24,06526,001 total(indirect: See Footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-291,8590 total(indirect: See Footnotes)
    Common Stock (1,859 underlying)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+10,98157,935 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+8,35934,360 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,38535,745 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+8,02243,767 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,854,3422,011,433 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+644,1332,655,566 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+118,2342,773,800 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+638,5253,412,325 total(indirect: See Footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-2931,5130 total(indirect: See Footnotes)
    Common Stock (31,513 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-2910,9460 total(indirect: See Footnotes)
    Common Stock (10,946 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-2910,9810 total(indirect: See Footnotes)
    Common Stock (10,981 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-291,3850 total(indirect: See Footnote)
    Common Stock (1,385 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-298,0220 total(indirect: See Footnote)
    Common Stock (8,022 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-29638,5250 total(indirect: See Footnote)
    Common Stock (638,525 underlying)
Transactions
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+10,98157,935 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+8,35934,360 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+644,1332,655,566 total(indirect: See Footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-2931,5130 total(indirect: See Footnotes)
    Common Stock (31,513 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-2910,9460 total(indirect: See Footnotes)
    Common Stock (10,946 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-291,8590 total(indirect: See Footnotes)
    Common Stock (1,859 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-2910,9810 total(indirect: See Footnotes)
    Common Stock (10,981 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-2924,0650 total(indirect: See Footnote)
    Common Stock (24,065 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-298,3590 total(indirect: See Footnote)
    Common Stock (8,359 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-291,3850 total(indirect: See Footnote)
    Common Stock (1,385 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-291,854,3420 total(indirect: See Footnote)
    Common Stock (1,854,342 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-29638,5250 total(indirect: See Footnote)
    Common Stock (638,525 underlying)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+10,94645,095 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,38535,745 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,854,3422,011,433 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+118,2342,773,800 total(indirect: See Footnote)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-298,0220 total(indirect: See Footnote)
    Common Stock (8,022 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-29644,1330 total(indirect: See Footnote)
    Common Stock (644,133 underlying)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,85946,954 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+24,06526,001 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+8,02243,767 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+638,5253,412,325 total(indirect: See Footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-29118,2340 total(indirect: See Footnote)
    Common Stock (118,234 underlying)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+31,51334,149 total(indirect: See Footnotes)
Transactions
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+31,51334,149 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+10,98157,935 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+10,94645,095 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,38535,745 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,854,3422,011,433 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,85946,954 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+638,5253,412,325 total(indirect: See Footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-2931,5130 total(indirect: See Footnotes)
    Common Stock (31,513 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-29644,1330 total(indirect: See Footnote)
    Common Stock (644,133 underlying)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+8,35934,360 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+8,02243,767 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+24,06526,001 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+644,1332,655,566 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+118,2342,773,800 total(indirect: See Footnote)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-2910,9460 total(indirect: See Footnotes)
    Common Stock (10,946 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-291,8590 total(indirect: See Footnotes)
    Common Stock (1,859 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-2910,9810 total(indirect: See Footnotes)
    Common Stock (10,981 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-2924,0650 total(indirect: See Footnote)
    Common Stock (24,065 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-298,3590 total(indirect: See Footnote)
    Common Stock (8,359 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-291,3850 total(indirect: See Footnote)
    Common Stock (1,385 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-298,0220 total(indirect: See Footnote)
    Common Stock (8,022 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-291,854,3420 total(indirect: See Footnote)
    Common Stock (1,854,342 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-29118,2340 total(indirect: See Footnote)
    Common Stock (118,234 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-29638,5250 total(indirect: See Footnote)
    Common Stock (638,525 underlying)
Wang Fred
10% Owner
Transactions
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-298,0220 total(indirect: See Footnote)
    Common Stock (8,022 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-29118,2340 total(indirect: See Footnote)
    Common Stock (118,234 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-298,3590 total(indirect: See Footnote)
    Common Stock (8,359 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-291,3850 total(indirect: See Footnote)
    Common Stock (1,385 underlying)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,854,3422,011,433 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+118,2342,773,800 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+638,5253,412,325 total(indirect: See Footnote)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-2910,9460 total(indirect: See Footnotes)
    Common Stock (10,946 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-2910,9810 total(indirect: See Footnotes)
    Common Stock (10,981 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-291,854,3420 total(indirect: See Footnote)
    Common Stock (1,854,342 underlying)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+31,51334,149 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+10,94645,095 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,85946,954 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+10,98157,935 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+24,06526,001 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+644,1332,655,566 total(indirect: See Footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-2924,0650 total(indirect: See Footnote)
    Common Stock (24,065 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-29644,1330 total(indirect: See Footnote)
    Common Stock (644,133 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-29638,5250 total(indirect: See Footnote)
    Common Stock (638,525 underlying)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+8,35934,360 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,38535,745 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+8,02243,767 total(indirect: See Footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-2931,5130 total(indirect: See Footnotes)
    Common Stock (31,513 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-291,8590 total(indirect: See Footnotes)
    Common Stock (1,859 underlying)
Transactions
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-2931,5130 total(indirect: See Footnotes)
    Common Stock (31,513 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-2910,9810 total(indirect: See Footnotes)
    Common Stock (10,981 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-298,3590 total(indirect: See Footnote)
    Common Stock (8,359 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-291,3850 total(indirect: See Footnote)
    Common Stock (1,385 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-291,854,3420 total(indirect: See Footnote)
    Common Stock (1,854,342 underlying)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+10,98157,935 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,38535,745 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,854,3422,011,433 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+638,5253,412,325 total(indirect: See Footnote)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-29644,1330 total(indirect: See Footnote)
    Common Stock (644,133 underlying)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,85946,954 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+24,06526,001 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+8,35934,360 total(indirect: See Footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-29118,2340 total(indirect: See Footnote)
    Common Stock (118,234 underlying)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+31,51334,149 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+10,94645,095 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+8,02243,767 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+644,1332,655,566 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+118,2342,773,800 total(indirect: See Footnote)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-2910,9460 total(indirect: See Footnotes)
    Common Stock (10,946 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-291,8590 total(indirect: See Footnotes)
    Common Stock (1,859 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-2924,0650 total(indirect: See Footnote)
    Common Stock (24,065 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-298,0220 total(indirect: See Footnote)
    Common Stock (8,022 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-29638,5250 total(indirect: See Footnote)
    Common Stock (638,525 underlying)
Transactions
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+24,06526,001 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+8,02243,767 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+118,2342,773,800 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+644,1332,655,566 total(indirect: See Footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-2931,5130 total(indirect: See Footnotes)
    Common Stock (31,513 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-2924,0650 total(indirect: See Footnote)
    Common Stock (24,065 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-291,3850 total(indirect: See Footnote)
    Common Stock (1,385 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-298,0220 total(indirect: See Footnote)
    Common Stock (8,022 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-291,854,3420 total(indirect: See Footnote)
    Common Stock (1,854,342 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-29644,1330 total(indirect: See Footnote)
    Common Stock (644,133 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-29638,5250 total(indirect: See Footnote)
    Common Stock (638,525 underlying)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,854,3422,011,433 total(indirect: See Footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-291,8590 total(indirect: See Footnotes)
    Common Stock (1,859 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-2910,9810 total(indirect: See Footnotes)
    Common Stock (10,981 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-298,3590 total(indirect: See Footnote)
    Common Stock (8,359 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-29118,2340 total(indirect: See Footnote)
    Common Stock (118,234 underlying)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+31,51334,149 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+10,94645,095 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,85946,954 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+10,98157,935 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+8,35934,360 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,38535,745 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+638,5253,412,325 total(indirect: See Footnote)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-2910,9460 total(indirect: See Footnotes)
    Common Stock (10,946 underlying)
Transactions
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+31,51334,149 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+24,06526,001 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,38535,745 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+8,02243,767 total(indirect: See Footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-291,8590 total(indirect: See Footnotes)
    Common Stock (1,859 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-2910,9810 total(indirect: See Footnotes)
    Common Stock (10,981 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-291,854,3420 total(indirect: See Footnote)
    Common Stock (1,854,342 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-29644,1330 total(indirect: See Footnote)
    Common Stock (644,133 underlying)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+10,94645,095 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,854,3422,011,433 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+644,1332,655,566 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+118,2342,773,800 total(indirect: See Footnote)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-298,3590 total(indirect: See Footnote)
    Common Stock (8,359 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-291,3850 total(indirect: See Footnote)
    Common Stock (1,385 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-298,0220 total(indirect: See Footnote)
    Common Stock (8,022 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-29118,2340 total(indirect: See Footnote)
    Common Stock (118,234 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-29638,5250 total(indirect: See Footnote)
    Common Stock (638,525 underlying)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,85946,954 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+10,98157,935 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+8,35934,360 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+638,5253,412,325 total(indirect: See Footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-2931,5130 total(indirect: See Footnotes)
    Common Stock (31,513 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-2910,9460 total(indirect: See Footnotes)
    Common Stock (10,946 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-2924,0650 total(indirect: See Footnote)
    Common Stock (24,065 underlying)
Transactions
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+10,98157,935 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,38535,745 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+8,02243,767 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+644,1332,655,566 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+118,2342,773,800 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+638,5253,412,325 total(indirect: See Footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-2931,5130 total(indirect: See Footnotes)
    Common Stock (31,513 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-2910,9460 total(indirect: See Footnotes)
    Common Stock (10,946 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-291,8590 total(indirect: See Footnotes)
    Common Stock (1,859 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-2910,9810 total(indirect: See Footnotes)
    Common Stock (10,981 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-2924,0650 total(indirect: See Footnote)
    Common Stock (24,065 underlying)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+8,35934,360 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,854,3422,011,433 total(indirect: See Footnote)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-298,3590 total(indirect: See Footnote)
    Common Stock (8,359 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-29644,1330 total(indirect: See Footnote)
    Common Stock (644,133 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-29118,2340 total(indirect: See Footnote)
    Common Stock (118,234 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-29638,5250 total(indirect: See Footnote)
    Common Stock (638,525 underlying)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+31,51334,149 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+10,94645,095 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,85946,954 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+24,06526,001 total(indirect: See Footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-291,3850 total(indirect: See Footnote)
    Common Stock (1,385 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-298,0220 total(indirect: See Footnote)
    Common Stock (8,022 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-291,854,3420 total(indirect: See Footnote)
    Common Stock (1,854,342 underlying)
Transactions
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+10,98157,935 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+24,06526,001 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+31,51334,149 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+10,94645,095 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,85946,954 total(indirect: See Footnotes)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+8,02243,767 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+638,5253,412,325 total(indirect: See Footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-2931,5130 total(indirect: See Footnotes)
    Common Stock (31,513 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-2924,0650 total(indirect: See Footnote)
    Common Stock (24,065 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-298,3590 total(indirect: See Footnote)
    Common Stock (8,359 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-291,3850 total(indirect: See Footnote)
    Common Stock (1,385 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-298,0220 total(indirect: See Footnote)
    Common Stock (8,022 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2014-01-291,854,3420 total(indirect: See Footnote)
    Common Stock (1,854,342 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-29644,1330 total(indirect: See Footnote)
    Common Stock (644,133 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-29638,5250 total(indirect: See Footnote)
    Common Stock (638,525 underlying)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+8,35934,360 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,38535,745 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+1,854,3422,011,433 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+644,1332,655,566 total(indirect: See Footnote)
  • Conversion

    Common Stock, $0.001 par value

    2014-01-29+118,2342,773,800 total(indirect: See Footnote)
  • Conversion

    Series C Convertible Preferred Stock

    2014-01-2910,9460 total(indirect: See Footnotes)
    Common Stock (10,946 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-291,8590 total(indirect: See Footnotes)
    Common Stock (1,859 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2014-01-2910,9810 total(indirect: See Footnotes)
    Common Stock (10,981 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2014-01-29118,2340 total(indirect: See Footnote)
    Common Stock (118,234 underlying)
Footnotes (7)
  • [F1]Each share of Series B Convertible Preferred, Series C Convertible Preferred, Series D Convertible Preferred and Series E Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock upon the consummation of Issuer's initial public offering.
  • [F2]The shares are owned by Trinity IX Entrepreneurs' Fund, L.P. ("Trinity IX EF") which is under common control with Trinity IX Side-By-Side Fund, L.P. ("Trinity IX SBS") and Trinity Ventures IX, L.P. ("Trinity IX"). Trinity TVL IX, LLC ("Trinity TVL IX") serves as the sole general partner of Trinity IX EF, Trinity IX SBS and Trinity IX. As such, Trinity TVL IX possesses sole voting and investment control over the shares owned by Trinity IX EF, Trinity IX SBS and Trinity IX, and may be deemed to have indirect beneficial ownership of the securities held by Trinity IX EF, Trinity IX SBS and Trinity IX. Trinity TVL IX, however, owns no shares of the Issuer directly. Messrs. Fenton, Orr, Tai and Wang and Ms. Nakache serve as Management Members of Trinity TVL IX and serve as Directors of TVL Management Corporation and share voting and dispositive power over the shares held by Trinity IX EF, Trinity IX SBS and Trinity IX.
  • [F3]Each Reporting Person disclaims beneficial ownership of the shares held by Trinity IX EF, Trinity IX SBS and Trinity IX except to the extent of his, her or its proportionate pecuniary interest therein.
  • [F4]The shares are owned by Trinity IX SBS. See footnotes 2 and 3 above.
  • [F5]The shares are owned by Trinity IX. See footnotes 2 and 3 above.
  • [F6]The Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock automatically convert into shares of Issuer's Common Stock on a 1:1 basis upon the completion of Issuer's initial public offering.
  • [F7]The expiration date is not relevant to the conversion of these securities.

Documents

1 file

Issuer

Care.com Inc

CIK 0001412270

Entity typeother
IncorporatedCA

Related Parties

1
  • filerCIK 0001597646

Filing Metadata

Form type
4
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 4:02 PM ET
Size
66.8 KB