$III·5

Information Services Group Inc. · Feb 11, 6:07 PM ET

Information Services Group Inc. 5

5 · Information Services Group Inc. · Filed Feb 11, 2014

Insider Transaction Report

Form 5
Period: 2013-12-31
Whitmore David
Vice Chairman, CEO of Compass
Transactions
  • Other

    Shares of Common Stock

    2013-11-12+7,148484,393 total
Holdings
  • Subordinated Convertible Note

    Exercise: $4.00Exp: 2018-01-04Shares of Common Stock (25,596 underlying)
    1
Footnotes (3)
  • [F1]Pro rata distribution from Compass Trustees Limited.
  • [F2]The reporting person owned a subordinated convertible note with a principal amount of $102,386.00 on January 4, 2011, the date on which the reporting person became an officer of the Issuer.
  • [F3]The subordinated convertible note becomes exercisable, in whole and not in part, if the closing price of the Issuer's common stock on the Nasdaq Global Market exceeds $4 per share (as adjusted for stock splits, stock dividends, and the like) for 60 consecutive trading days. Such market condition has not been satisfied.

Documents

1 file
  • 5
    a5.xmlPrimary

    5