4//SEC Filing
Diamond Foods Inc 4
Accession 0001104659-14-011890
CIK 0001320947operating
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 5:15 PM ET
Size
7.8 KB
Accession
0001104659-14-011890
Insider Transaction Report
Form 4
Wilson Matthew C.
Director10% Owner
Transactions
- Exercise of In-Money
Common Stock
2014-02-19$10.00/sh+4,420,859$44,208,590→ 4,420,859 total(indirect: by OCM PF/FF Adamantine Holdings, Ltd.) - Exercise of In-Money
Common Stock Purchase Warrant (right to buy)
2014-02-19−4,420,859→ 0 total(indirect: by OCM PF/FF Adamantine Holdings, Ltd.)Exercise: $10.00From: 2013-03-01Exp: 2019-05-29→ Common Stock (4,420,859 underlying)
Footnotes (1)
- [F1]Oaktree Capital Management, L.P. ("Oaktree") is the director of OCM PF/FF Adamantine Holdings, Ltd. ("Adamantine Holdings"). The Reporting Person is a managing director of Oaktree who serves as a director of the Issuer appointed on behalf of Adamantine Holdings. The common stock may be deemed beneficially owned by the Reporting Person by virtue of his being an officer of Oaktree, and the Reporting Person disclaims beneficial ownership of the common stock except to the extent of his indirect pecuniary interest therein. The inclusion of these securities in this Form 4 shall not be deemed an admission that the Reporting Person has beneficial ownership of such common stock for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.
Documents
Issuer
Diamond Foods Inc
CIK 0001320947
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001320947
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 5:15 PM ET
- Size
- 7.8 KB