4//SEC Filing
Hilltop Holdings Inc. 4
Accession 0001104659-14-013742
$HTHCIK 0001265131operating
Filed
Feb 25, 7:00 PM ET
Accepted
Feb 26, 8:17 PM ET
Size
6.5 KB
Accession
0001104659-14-013742
Insider Transaction Report
Form 4
Martin John A
EVP/CFO of Plains Capital Corp
Transactions
- Award
Common Stock
2014-02-24+7,406→ 75,477 total
Holdings
- 1,522(indirect: By ESOP)
Common Stock
Footnotes (2)
- [F1]Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 24, 2017, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 24, 2018, or an earlier "change in control" of Hilltop Holdings Inc.
- [F2]The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these shares.
Documents
Issuer
Hilltop Holdings Inc.
CIK 0001265131
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001265131
Filing Metadata
- Form type
- 4
- Filed
- Feb 25, 7:00 PM ET
- Accepted
- Feb 26, 8:17 PM ET
- Size
- 6.5 KB