4//SEC Filing
CONTROL4 CORP 4
Accession 0001104659-14-015302
CIK 0001259515operating
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 2:22 PM ET
Size
34.1 KB
Accession
0001104659-14-015302
Insider Transaction Report
Form 4
CONTROL4 CORPCTRL
vSpring III D, L.P.
10% Owner
Transactions
- Sale
Common Stock
2014-02-24$20.77/sh−1,089$22,620→ 225,730 total(indirect: See Footnote) - Sale
Common Stock
2014-02-25$20.92/sh−82$1,716→ 1,168 total(indirect: See Footnote) - Sale
Common Stock
2014-02-26$22.38/sh−170$3,804→ 998 total(indirect: See Footnote) - Sale
Common Stock
2014-02-27$22.83/sh−8,716$198,944→ 41,752 total(indirect: See Footnote) - Sale
Common Stock
2014-02-27$22.83/sh−172$3,926→ 826 total(indirect: See Footnote) - Sale
Common Stock
2014-02-26$22.38/sh−30,761$688,305→ 180,151 total(indirect: See Footnote) - Sale
Common Stock
2014-02-26$22.38/sh−8,618$192,836→ 50,468 total(indirect: See Footnote) - Sale
Common Stock
2014-02-27$22.83/sh−31,112$710,135→ 149,039 total(indirect: See Footnote) - Sale
Common Stock
2014-02-24$20.77/sh−305$6,335→ 63,237 total(indirect: See Footnote) - Sale
Common Stock
2014-02-24$20.77/sh−6$125→ 1,250 total(indirect: See Footnote) - Sale
Common Stock
2014-02-25$20.92/sh−14,818$310,012→ 210,912 total(indirect: See Footnote) - Sale
Common Stock
2014-02-25$20.92/sh−4,151$86,844→ 59,086 total(indirect: See Footnote)
Holdings
- 1,973,134(indirect: See Footnote)
Common Stock
vSpring Management III, L.L.C.
10% Owner
Transactions
- Sale
Common Stock
2014-02-24$20.77/sh−6$125→ 1,250 total(indirect: See Footnote) - Sale
Common Stock
2014-02-25$20.92/sh−82$1,716→ 1,168 total(indirect: See Footnote) - Sale
Common Stock
2014-02-26$22.38/sh−8,618$192,836→ 50,468 total(indirect: See Footnote) - Sale
Common Stock
2014-02-27$22.83/sh−31,112$710,135→ 149,039 total(indirect: See Footnote) - Sale
Common Stock
2014-02-27$22.83/sh−172$3,926→ 826 total(indirect: See Footnote) - Sale
Common Stock
2014-02-24$20.77/sh−1,089$22,620→ 225,730 total(indirect: See Footnote) - Sale
Common Stock
2014-02-24$20.77/sh−305$6,335→ 63,237 total(indirect: See Footnote) - Sale
Common Stock
2014-02-26$22.38/sh−30,761$688,305→ 180,151 total(indirect: See Footnote) - Sale
Common Stock
2014-02-27$22.83/sh−8,716$198,944→ 41,752 total(indirect: See Footnote) - Sale
Common Stock
2014-02-25$20.92/sh−14,818$310,012→ 210,912 total(indirect: See Footnote) - Sale
Common Stock
2014-02-25$20.92/sh−4,151$86,844→ 59,086 total(indirect: See Footnote) - Sale
Common Stock
2014-02-26$22.38/sh−170$3,804→ 998 total(indirect: See Footnote)
Holdings
- 1,973,134(indirect: See Footnote)
Common Stock
vSpring Management III D, L.L.C.
10% Owner
Transactions
- Sale
Common Stock
2014-02-26$22.38/sh−30,761$688,305→ 180,151 total(indirect: See Footnote) - Sale
Common Stock
2014-02-27$22.83/sh−31,112$710,135→ 149,039 total(indirect: See Footnote) - Sale
Common Stock
2014-02-27$22.83/sh−8,716$198,944→ 41,752 total(indirect: See Footnote) - Sale
Common Stock
2014-02-27$22.83/sh−172$3,926→ 826 total(indirect: See Footnote) - Sale
Common Stock
2014-02-24$20.77/sh−1,089$22,620→ 225,730 total(indirect: See Footnote) - Sale
Common Stock
2014-02-24$20.77/sh−6$125→ 1,250 total(indirect: See Footnote) - Sale
Common Stock
2014-02-25$20.92/sh−4,151$86,844→ 59,086 total(indirect: See Footnote) - Sale
Common Stock
2014-02-24$20.77/sh−305$6,335→ 63,237 total(indirect: See Footnote) - Sale
Common Stock
2014-02-25$20.92/sh−14,818$310,012→ 210,912 total(indirect: See Footnote) - Sale
Common Stock
2014-02-25$20.92/sh−82$1,716→ 1,168 total(indirect: See Footnote) - Sale
Common Stock
2014-02-26$22.38/sh−8,618$192,836→ 50,468 total(indirect: See Footnote) - Sale
Common Stock
2014-02-26$22.38/sh−170$3,804→ 998 total(indirect: See Footnote)
Holdings
- 1,973,134(indirect: See Footnote)
Common Stock
vSpring Partners III, L.P.
10% Owner
Transactions
- Sale
Common Stock
2014-02-27$22.83/sh−31,112$710,135→ 149,039 total(indirect: See Footnote) - Sale
Common Stock
2014-02-24$20.77/sh−305$6,335→ 63,237 total(indirect: See Footnote) - Sale
Common Stock
2014-02-24$20.77/sh−6$125→ 1,250 total(indirect: See Footnote) - Sale
Common Stock
2014-02-26$22.38/sh−8,618$192,836→ 50,468 total(indirect: See Footnote) - Sale
Common Stock
2014-02-26$22.38/sh−170$3,804→ 998 total(indirect: See Footnote) - Sale
Common Stock
2014-02-25$20.92/sh−14,818$310,012→ 210,912 total(indirect: See Footnote) - Sale
Common Stock
2014-02-25$20.92/sh−4,151$86,844→ 59,086 total(indirect: See Footnote) - Sale
Common Stock
2014-02-25$20.92/sh−82$1,716→ 1,168 total(indirect: See Footnote) - Sale
Common Stock
2014-02-26$22.38/sh−30,761$688,305→ 180,151 total(indirect: See Footnote) - Sale
Common Stock
2014-02-27$22.83/sh−8,716$198,944→ 41,752 total(indirect: See Footnote) - Sale
Common Stock
2014-02-27$22.83/sh−172$3,926→ 826 total(indirect: See Footnote) - Sale
Common Stock
2014-02-24$20.77/sh−1,089$22,620→ 225,730 total(indirect: See Footnote)
Holdings
- 1,973,134(indirect: See Footnote)
Common Stock
vSpring III L P
10% Owner
Transactions
- Sale
Common Stock
2014-02-25$20.92/sh−82$1,716→ 1,168 total(indirect: See Footnote) - Sale
Common Stock
2014-02-24$20.77/sh−6$125→ 1,250 total(indirect: See Footnote) - Sale
Common Stock
2014-02-25$20.92/sh−4,151$86,844→ 59,086 total(indirect: See Footnote) - Sale
Common Stock
2014-02-26$22.38/sh−30,761$688,305→ 180,151 total(indirect: See Footnote) - Sale
Common Stock
2014-02-26$22.38/sh−8,618$192,836→ 50,468 total(indirect: See Footnote) - Sale
Common Stock
2014-02-26$22.38/sh−170$3,804→ 998 total(indirect: See Footnote) - Sale
Common Stock
2014-02-27$22.83/sh−8,716$198,944→ 41,752 total(indirect: See Footnote) - Sale
Common Stock
2014-02-25$20.92/sh−14,818$310,012→ 210,912 total(indirect: See Footnote) - Sale
Common Stock
2014-02-27$22.83/sh−31,112$710,135→ 149,039 total(indirect: See Footnote) - Sale
Common Stock
2014-02-27$22.83/sh−172$3,926→ 826 total(indirect: See Footnote) - Sale
Common Stock
2014-02-24$20.77/sh−1,089$22,620→ 225,730 total(indirect: See Footnote) - Sale
Common Stock
2014-02-24$20.77/sh−305$6,335→ 63,237 total(indirect: See Footnote)
Holdings
- 1,973,134(indirect: See Footnote)
Common Stock
Footnotes (5)
- [F1]These shares are held by vSpring III, L.P. ("vSpring III"), of which vSpring Management III, L.L.C. ("vSpring Management III") is the sole general partner and exercises voting and investment power over these shares. The managing members of vSpring Management III are Scott Petty, Dinesh Patel, Ron Heinz and Brandon Tidwell. Scott Petty is a director of Issuer. vSpring III, vSpring SBIC, vSpring III D and vSpring Partners (as defined below) may be deemed to be members of a Section 13(d) "group." vSpring SBIC, vSpring SBIC Management, vSpring Management III D, vSpring III D and vSpring Partners disclose the existence of such group and disclaim beneficial ownership of any shares held by vSpring III.
- [F2]These shares are held by vSpring III D, L.P. ("vSpring III D"), of which vSpring Management III D, L.L.C. ("vSpring Management III D") is the sole general partner and exercises voting and investment power over these shares. The managing members of vSpring Management III D are Scott Petty, Dinesh Patel, Ron Heinz and Brandon Tidwell. Scott Petty is a director of Issuer. vSpring III D, vSpring SBIC, vSpring III (as defined below) and vSpring Partners (as defined below) may be deemed to be members of a Section 13(d) "group." vSpring SBIC, vSpring SBIC Management, vSpring Management III (as defined below), vSpring III and vSpring Partners disclose the existence of such group and disclaim beneficial ownership of any shares held by vSpring III D.
- [F3]These shares are held by vSpring Partners III, L.P. ("vSpring Partners"), of which vSpring Management III is the sole general partner and exercises voting and investment power over these shares. The managing members of vSpring Management III are Scott Petty, Dinesh Patel, Ron Heinz and Brandon Tidwell. Scott Petty is a director of Issuer. vSpring Partners, vSpring III D, vSpring SBIC and vSpring III may be deemed to be members of a Section 13(d) "group." vSpring SBIC, vSpring SBIC Management, vSpring Management III D, vSpring III D and vSpring III disclose the existence of such group and disclaim beneficial ownership of any shares held by vSpring Partners.
- [F4]The reporting persons and their managing members disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein, and this report shall not be deemed an admission that any of the reporting persons or their managing members are the beneficial owners of such securities for Section 16 or any other purpose.
- [F5]These shares are owned directly by vSpring SBIC, L.P. ("vSpring SBIC"), of which vSpring SBIC Management, L.L.C. ("vSpring SBIC Management") is the sole general partner and exercises voting and investment power over these shares. The managing members of vSpring SBIC Management are Scott Petty and Dinesh Patel. Scott Petty is a director of Issuer. vSpring SBIC, vSpring III D (as defined below), vSpring III (as defined below) and vSpring Partners (as defined below) may be deemed to be members of a Section 13(d) "group." vSpring Management III (as defined below), vSpring Management III D (as defined below), vSpring III D, vSpring III and vSpring Partners disclose the existence of such group and disclaim beneficial ownership of any shares held by vSpring SBIC.
Documents
Issuer
CONTROL4 CORP
CIK 0001259515
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001259515
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 2:22 PM ET
- Size
- 34.1 KB