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4//SEC Filing

CONTROL4 CORP 4

Accession 0001104659-14-017628

CIK 0001259515operating
View on SEC.govCompany Profile

Filed

Mar 6, 7:00 PM ET

Accepted

Mar 7, 9:38 PM ET

Size

33.7 KB

Accession

0001104659-14-017628

Insider Transaction Report

Form 4
Period: 2014-03-05
CONTROL4 CORPCTRL
Petty Scott
Director10% Owner
Transactions
  • Other

    Common Stock

    2014-03-05−786,161→ 7,914 total(indirect: See Footnote)
  • Other

    Common Stock

    2014-03-05−7,914→ 0 total(indirect: See Footnote)
  • Other

    Common Stock

    2014-03-05+7,914→ 7,914 total(indirect: See Footnote)
  • Other

    Common Stock

    2014-03-05−4,260→ 3,687 total(indirect: See Footnote)
  • Other

    Common Stock

    2014-03-05+1,324→ 1,324 total
  • Other

    Common Stock

    2014-03-05+1,732→ 1,732 total(indirect: See Footnote)
  • Other

    Common Stock

    2014-03-05+206→ 12,931 total
  • Other

    Common Stock

    2014-03-05−794,102→ 1,179,032 total(indirect: See Footnote)
  • Other

    Common Stock

    2014-03-05+794,102→ 794,102 total(indirect: See Footnote)
  • Other

    Common Stock

    2014-03-05−1,732→ 1,075,226 total(indirect: See Footnote)
  • Other

    Common Stock

    2014-03-05−618→ 1,114 total(indirect: See Footnote)
  • Other

    Common Stock

    2014-03-05−102,074→ 1,076,958 total(indirect: See Footnote)
  • Other

    Common Stock

    2014-03-05+102,074→ 102,074 total(indirect: See Footnote)
  • Other

    Common Stock

    2014-03-05−102,074→ 0 total(indirect: See Footnote)
  • Other

    Common Stock

    2014-03-05+11,401→ 12,725 total
Holdings

  • Common Stock

    (indirect: See Footnote)
    826

  • Common Stock

    (indirect: See Footnote)
    149,039

  • Common Stock

    (indirect: See Footnote)
    41,752
Footnotes (13)
  • [F1]These shares are held by vSpring III, L.P. ("vSpring III"), of which vSpring Management III, L.L.C. ("vSpring Management III") is the sole general partner and exercises voting and investment power over these shares. The reporting person is a managing member of vSpring Management III. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
  • [F10]Represents a change in the form of beneficial ownership by virtue of an in-kind distribution of Common Stock of the Issuer by vSpring to its limited partners.
  • [F11]Represents a change in the form of beneficial ownership from by virtue of an in-kind distribution of Common Stock of the Issuer by vSpring Management to its members.
  • [F12]Represents a change in the form of beneficial ownership by virtue of an in-kind distribution of Common Stock of the Issuer by vSpring Partners to its limited partners.
  • [F13]Represents a change in the form of beneficial ownership by virtue of an in-kind distribution of Common Stock of the Issuer by vSpring SBIC Management to its members.
  • [F2]These shares are held by vSpring III D, L.P. ("vSpring III D"), of which vSpring Management III D, L.L.C. ("vSpring Management III D") is the sole general partner and exercises voting and investment power over these shares. The reporting person is a managing member of vSpring Management III D. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
  • [F3]These shares are held by vSpring Partners III, L.P. ("vSpring Partners"), of which vSpring Management III is the sole general partner and exercises voting and investment power over these shares. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
  • [F4]These shares are held by vSpring SBIC, L.P. ("vSpring SBIC"), of which vSpring SBIC Management, L.L.C. ("vSpring SBIC Management") is the sole general partner and exercises voting and investment power over these shares. The reporting person is a managing member of vSpring SBIC Management. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
  • [F5]These shares are held by vSpring, L.P. ("vSpring"), of which vSpring Management, L.L.C. ("vSpring Management") is the sole general partner and exercises voting and investment power over these shares. The reporting person is a managing member of vSpring Management. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
  • [F6]These shares are held by vSpring Management. The reporting persons disclaim beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
  • [F7]These shares are held by vSpring Partners, L.P. ("vSpring Partners"), of which vSpring Management is the sole general partner and exercises voting and investment power over these shares. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
  • [F8]These shares are held by vSpring SBIC Management. The reporting persons disclaim beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
  • [F9]Represents a change in the form of beneficial ownership by virtue of an in-kind distribution of Common Stock of the Issuer by vSpring SBIC to its limited partners.

Documents

1 file

Issuer

CONTROL4 CORP

CIK 0001259515

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001259515

Filing Metadata

Form type
4
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 9:38 PM ET
Size
33.7 KB
View on SEC.gov