4//SEC Filing
Boulevard Acquisition Corp. 4
Accession 0001104659-14-019849
CIK 0001592016operating
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 5:35 PM ET
Size
9.1 KB
Accession
0001104659-14-019849
Insider Transaction Report
Form 4
Gardner Sonia
10% Owner
Transactions
- Other
Common Stock
2014-03-13−519,750→ 5,457,375 total(indirect: See Footnote) - Other
Private Placement Warrant
2014-03-13$1.00/sh+210,000$210,000→ 6,160,000 total(indirect: See Footnote)Exercise: $11.50→ Common Stock (210,000 underlying)
Footnotes (6)
- [F1]519,750 shares were forfeited to the Issuer at no cost in connection with the partial exercise by the underwriters' of their over-allotment option, as described in the Issuer's registration statement on Form S-1 (File No. 333-193320 and No.333-193922) (collectively, the "Registration Statement").
- [F2]In addition, 25% of the shares held by Boulevard Acquisition Sponsor, LLC are subject to forfeiture on the fifth anniversary of the completion of the Issuer's initial business combination unless following the initial business combination the last sale price of the Issuer's common stock equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or the like) for any 20 trading days within any 30-trading day period or the Issuer completes a liquidation, merger, stock exchange or similar transaction that results in all of its stockholders having the right to exchange their shares of common stock for consideration in cash, securities or other property which equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or the like), as described in the Registration Statement.
- [F3]The securities are held directly by Boulevard Acquisition Sponsor, LLC and indirectly by Sonia Gardner and Marc Lasry, who as managing members of Boulevard Acquisition Sponsor, LLC may be deemed to share beneficial ownership of such shares.
- [F4]Boulevard Acquisition Sponsor, LLC purchased the securities in connection with the partial exercise by the underwriters' of their over-allotment option, as described in the Registration Statement.
- [F5]The warrants will become exercisable beginning on the later of one year after issuance or 30 days after the completion of the Issuer's initial business combination.
- [F6]The warrants expire five years after the completion of the initial business combination or earlier upon redemption or liquidation.
Documents
Issuer
Boulevard Acquisition Corp.
CIK 0001592016
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001592016
Filing Metadata
- Form type
- 4
- Filed
- Mar 13, 8:00 PM ET
- Accepted
- Mar 14, 5:35 PM ET
- Size
- 9.1 KB