4//SEC Filing
NATURES SUNSHINE PRODUCTS INC 4
Accession 0001104659-14-067569
$NATRCIK 0000275053operating
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 8:58 PM ET
Size
23.2 KB
Accession
0001104659-14-067569
Insider Transaction Report
Form 4
Watkins Jeffrey D
Director10% Owner
Transactions
- Award
Common Stock
2014-09-19+1,009→ 11,199 total
Holdings
- 1,865,383(indirect: By LLC)
Common Stock
Footnotes (4)
- [F1]These shares are in the form of restricted stock units issued pursuant to a special dividend declared by the Issuer on 09/19/2014. Each restricted stock unit represents the right to receive one share of NATR common stock.
- [F2]4,098 of these are restricted stock units that vest in monthly installments from the initial grant date of 05/07/2014 thru 05/07/2015.
- [F3]The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Jeffrey D. Watkins, the president of Prescott Capital is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the shares of common stock of Nature's Sunshine Products, Inc. (the "Common Stock") purchased by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P.or Prescott Group Aggressive Small Cap II, L.P. (together the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Watkins disclaim such beneficial ownership.
- [F4]Prescott Capital holds indirectly 1,865,383 shares of Common Stock of Nature's Sunshine Products, Inc. through the account of the Master Fund of which the Prescott Capital is the Investment Manager. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds, for which Prescott Capital is the Investment Manager. Prescott Capital receives a portion of the profits in the form of a capital allocation from and owns a partnership interest in the Small Cap Funds. Mr. Watkins reports the shares held indirectly by Prescott Capital because, as the president of Prescott Capital, he may be deemed to beneficially own, and to have shared voting and dispositive power over, such shares.
Documents
Issuer
NATURES SUNSHINE PRODUCTS INC
CIK 0000275053
Entity typeoperating
IncorporatedUT
Related Parties
1- filerCIK 0000275053
Filing Metadata
- Form type
- 4
- Filed
- Sep 21, 8:00 PM ET
- Accepted
- Sep 22, 8:58 PM ET
- Size
- 23.2 KB