4//SEC Filing
Affinity Gaming 4
Accession 0001104659-14-068367
CIK 0001499268operating
Filed
Sep 24, 8:00 PM ET
Accepted
Sep 25, 9:29 PM ET
Size
7.0 KB
Accession
0001104659-14-068367
Insider Transaction Report
Form 4
Affinity GamingNONE
Zenni James Joseph JR
10% Owner
Transactions
- Award
Common Stock
2014-09-23+2,153→ 2,153 total
Holdings
- 6,828,803.4(indirect: See Footnotes)
Common Stock
Footnotes (4)
- [F1]On September 23, 2014, the reporting person was issued 2,153 shares of time vested restricted stock of Affinity Gaming. The time vesting shares vest in equal 1/2 amounts on September 23, 2014 and on January 1, 2015.
- [F2]Shares held by investment funds affiliated with Z Capital Partners, which includes 4,256,693.23 Shares that may be deemed to be indirectly beneficially owned by Z Capital Special Situations Adviser, L.P. ("Special Adviser"), as the investment adviser of certain private funds; Z Capital Partners, L.L.C. ("Z Capital"), as the general partner of Special Adviser; Zenni Holdings, LLC ("Zenni Holdings"), as the managing member of Z Capital; and James J. Zenni ("Mr. Zenni"), as the President of Z Capital and the sole owner of Zenni Holdings.
- [F3]Also includes 2,572,110.17 Shares that may be deemed to be indirectly beneficially owned by Z Capital Special Situations Fund GP, L.P. ("Special GP"), as the manager of certain private funds; Z Capital Special Situations Fund UGP, L.L.C. ("Special UGP"), as the general partner of Special GP; Z Capital, as the managing member of Special UGP; Zenni Holdings, as the managing member of Z Capital; and Mr. Zenni, as the President of Z Capital and the sole owner of Zenni Holdings.
- [F4]Each of the aforementioned entities disclaims beneficial ownership of the shares reported herein except to the extent of his or its pecuniary interest therein.
Documents
Issuer
Affinity Gaming
CIK 0001499268
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0001499268
Filing Metadata
- Form type
- 4
- Filed
- Sep 24, 8:00 PM ET
- Accepted
- Sep 25, 9:29 PM ET
- Size
- 7.0 KB