Affinity Gaming 4
4 · Affinity Gaming · Filed Sep 25, 2014
Insider Transaction Report
Form 4
Affinity GamingNONE
Zenni James Joseph JR
10% Owner
Transactions
- Award
Common Stock
2014-09-23+2,153→ 2,153 total
Holdings
- 6,828,803.4(indirect: See Footnotes)
Common Stock
Footnotes (4)
- [F1]On September 23, 2014, the reporting person was issued 2,153 shares of time vested restricted stock of Affinity Gaming. The time vesting shares vest in equal 1/2 amounts on September 23, 2014 and on January 1, 2015.
- [F2]Shares held by investment funds affiliated with Z Capital Partners, which includes 4,256,693.23 Shares that may be deemed to be indirectly beneficially owned by Z Capital Special Situations Adviser, L.P. ("Special Adviser"), as the investment adviser of certain private funds; Z Capital Partners, L.L.C. ("Z Capital"), as the general partner of Special Adviser; Zenni Holdings, LLC ("Zenni Holdings"), as the managing member of Z Capital; and James J. Zenni ("Mr. Zenni"), as the President of Z Capital and the sole owner of Zenni Holdings.
- [F3]Also includes 2,572,110.17 Shares that may be deemed to be indirectly beneficially owned by Z Capital Special Situations Fund GP, L.P. ("Special GP"), as the manager of certain private funds; Z Capital Special Situations Fund UGP, L.L.C. ("Special UGP"), as the general partner of Special GP; Z Capital, as the managing member of Special UGP; Zenni Holdings, as the managing member of Z Capital; and Mr. Zenni, as the President of Z Capital and the sole owner of Zenni Holdings.
- [F4]Each of the aforementioned entities disclaims beneficial ownership of the shares reported herein except to the extent of his or its pecuniary interest therein.