NEVRO CORP 4

Accession 0001104659-14-079558

CIK 0001444380operating

View on SEC.gov Company Profile

Filed

Nov 11, 7:00 PM ET

Accepted

Nov 12, 11:12 AM ET

Size

36.1 KB

Accession

0001104659-14-079558

Insider Transaction Report

Form 4

Period: 2014-11-12

NEVRO CORPNVRO

THREE ARCH ASSOCIATES IV LP

10% Owner

Transactions

Conversion
Series A Preferred Stock
2014-11-12−1,272,187→ 0 total(indirect: See footnote)
→ Common Stock (1,272,187 underlying)
Conversion
Common Stock
2014-11-12+28,090→ 28,180 total(indirect: See footnote)
Conversion
Common Stock
2014-11-12+4,506→ 47,755 total(indirect: See footnote)
Conversion
Common Stock
2014-11-12+682,475→ 1,958,738 total(indirect: See footnote)
Conversion
Common Stock
2014-11-12+204,076→ 2,162,814 total(indirect: See footnote)
Conversion
Common Stock
2014-11-12+15,069→ 43,249 total(indirect: See footnote)
Conversion
Series C Preferred Stock
2014-11-12−4,506→ 0 total(indirect: See footnote)
→ Common Stock (4,506 underlying)
Conversion
Series A Preferred Stock
2014-11-12−28,090→ 0 total(indirect: See footnote)
→ Common Stock (28,090 underlying)
Conversion
Common Stock
2014-11-12+1,272,187→ 1,276,263 total(indirect: See footnote)
Conversion
Series B Preferred Stock
2014-11-12−682,475→ 0 total(indirect: See footnote)
→ Common Stock (682,475 underlying)
Conversion
Series C Preferred Stock
2014-11-12−204,076→ 0 total(indirect: See footnote)
→ Common Stock (204,076 underlying)
Conversion
Series B Preferred Stock
2014-11-12−15,069→ 0 total(indirect: See footnote)
→ Common Stock (15,069 underlying)

THREE ARCH PARTNERS IV LP

10% Owner

Transactions

Conversion
Common Stock
2014-11-12+682,475→ 1,958,738 total(indirect: See footnote)
Conversion
Common Stock
2014-11-12+4,506→ 47,755 total(indirect: See footnote)
Conversion
Series A Preferred Stock
2014-11-12−1,272,187→ 0 total(indirect: See footnote)
→ Common Stock (1,272,187 underlying)
Conversion
Series B Preferred Stock
2014-11-12−682,475→ 0 total(indirect: See footnote)
→ Common Stock (682,475 underlying)
Conversion
Series C Preferred Stock
2014-11-12−204,076→ 0 total(indirect: See footnote)
→ Common Stock (204,076 underlying)
Conversion
Series A Preferred Stock
2014-11-12−28,090→ 0 total(indirect: See footnote)
→ Common Stock (28,090 underlying)
Conversion
Series B Preferred Stock
2014-11-12−15,069→ 0 total(indirect: See footnote)
→ Common Stock (15,069 underlying)
Conversion
Series C Preferred Stock
2014-11-12−4,506→ 0 total(indirect: See footnote)
→ Common Stock (4,506 underlying)
Conversion
Common Stock
2014-11-12+204,076→ 2,162,814 total(indirect: See footnote)
Conversion
Common Stock
2014-11-12+28,090→ 28,180 total(indirect: See footnote)
Conversion
Common Stock
2014-11-12+1,272,187→ 1,276,263 total(indirect: See footnote)
Conversion
Common Stock
2014-11-12+15,069→ 43,249 total(indirect: See footnote)

Three Arch Management IV, L.L.C.

10% Owner

Transactions

Conversion
Common Stock
2014-11-12+28,090→ 28,180 total(indirect: See footnote)
Conversion
Series B Preferred Stock
2014-11-12−15,069→ 0 total(indirect: See footnote)
→ Common Stock (15,069 underlying)
Conversion
Common Stock
2014-11-12+204,076→ 2,162,814 total(indirect: See footnote)
Conversion
Common Stock
2014-11-12+15,069→ 43,249 total(indirect: See footnote)
Conversion
Series B Preferred Stock
2014-11-12−682,475→ 0 total(indirect: See footnote)
→ Common Stock (682,475 underlying)
Conversion
Series C Preferred Stock
2014-11-12−4,506→ 0 total(indirect: See footnote)
→ Common Stock (4,506 underlying)
Conversion
Common Stock
2014-11-12+682,475→ 1,958,738 total(indirect: See footnote)
Conversion
Common Stock
2014-11-12+4,506→ 47,755 total(indirect: See footnote)
Conversion
Series A Preferred Stock
2014-11-12−1,272,187→ 0 total(indirect: See footnote)
→ Common Stock (1,272,187 underlying)
Conversion
Series C Preferred Stock
2014-11-12−204,076→ 0 total(indirect: See footnote)
→ Common Stock (204,076 underlying)
Conversion
Series A Preferred Stock
2014-11-12−28,090→ 0 total(indirect: See footnote)
→ Common Stock (28,090 underlying)
Conversion
Common Stock
2014-11-12+1,272,187→ 1,276,263 total(indirect: See footnote)

JAEGER WILFRED E

Director

Transactions

Conversion
Common Stock
2014-11-12+1,272,187→ 1,276,263 total(indirect: See footnote)
Conversion
Common Stock
2014-11-12+204,076→ 2,162,814 total(indirect: See footnote)
Conversion
Common Stock
2014-11-12+15,069→ 43,249 total(indirect: See footnote)
Conversion
Series B Preferred Stock
2014-11-12−682,475→ 0 total(indirect: See footnote)
→ Common Stock (682,475 underlying)
Conversion
Series A Preferred Stock
2014-11-12−28,090→ 0 total(indirect: See footnote)
→ Common Stock (28,090 underlying)
Conversion
Series C Preferred Stock
2014-11-12−4,506→ 0 total(indirect: See footnote)
→ Common Stock (4,506 underlying)
Conversion
Common Stock
2014-11-12+4,506→ 47,755 total(indirect: See footnote)
Conversion
Common Stock
2014-11-12+682,475→ 1,958,738 total(indirect: See footnote)
Conversion
Common Stock
2014-11-12+28,090→ 28,180 total(indirect: See footnote)
Conversion
Series A Preferred Stock
2014-11-12−1,272,187→ 0 total(indirect: See footnote)
→ Common Stock (1,272,187 underlying)
Conversion
Series C Preferred Stock
2014-11-12−204,076→ 0 total(indirect: See footnote)
→ Common Stock (204,076 underlying)
Conversion
Series B Preferred Stock
2014-11-12−15,069→ 0 total(indirect: See footnote)
→ Common Stock (15,069 underlying)

WAN MARK A

10% Owner

Transactions

Conversion
Common Stock
2014-11-12+682,475→ 1,958,738 total(indirect: See footnote)
Conversion
Series A Preferred Stock
2014-11-12−28,090→ 0 total(indirect: See footnote)
→ Common Stock (28,090 underlying)
Conversion
Series B Preferred Stock
2014-11-12−15,069→ 0 total(indirect: See footnote)
→ Common Stock (15,069 underlying)
Conversion
Series C Preferred Stock
2014-11-12−4,506→ 0 total(indirect: See footnote)
→ Common Stock (4,506 underlying)
Conversion
Common Stock
2014-11-12+1,272,187→ 1,276,263 total(indirect: See footnote)
Conversion
Common Stock
2014-11-12+204,076→ 2,162,814 total(indirect: See footnote)
Conversion
Common Stock
2014-11-12+28,090→ 28,180 total(indirect: See footnote)
Conversion
Common Stock
2014-11-12+15,069→ 43,249 total(indirect: See footnote)
Conversion
Common Stock
2014-11-12+4,506→ 47,755 total(indirect: See footnote)
Conversion
Series A Preferred Stock
2014-11-12−1,272,187→ 0 total(indirect: See footnote)
→ Common Stock (1,272,187 underlying)
Conversion
Series B Preferred Stock
2014-11-12−682,475→ 0 total(indirect: See footnote)
→ Common Stock (682,475 underlying)
Conversion
Series C Preferred Stock
2014-11-12−204,076→ 0 total(indirect: See footnote)
→ Common Stock (204,076 underlying)

Footnotes (6)

[F1]Reflects a 1-for-24 reverse stock split of the Issuer's outstanding securities effected prior to the effectiveness of the Issuer's S-1 Registration Statement.
[F2]Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.
[F3]Shares are held by Three Arch Partners IV, L.P. ("TAP IV"). Three Arch Management IV, L.L.C. ("TAM IV"), the general partner of TAP IV, has sole voting and dispositive power with respect to the securities held by TAP IV. Mark A. Wan and Wilfred E. Jaeger, the managing members of TAM IV, share the voting and dispositive power with respect to the shares held by TAP IV. Such persons and entities disclaim beneficial ownership of the shares held by TAP IV except to the extent of any pecuniary interest therein.
[F4]Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.
[F5]Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.
[F6]Shares are held by Three Arch Associates IV, L.P. ("TAA IV"). TAM IV, the general partner of TAA IV, has sole voting and dispositive power with respect to the securities held by TAA IV. Mark A. Wan and Wilfred E. Jaeger, the managing members of TAM IV, share the voting and dispositive power with respect to the shares held by TAA IV. Such persons and entities disclaim beneficial ownership of the shares held by TAA IV except to the extent of any pecuniary interest therein.

Documents

1 file

4
a4.xmlPrimary
4

Issuer

NEVRO CORP

CIK 0001444380

→

Entity typeoperating

Related Parties

filerCIK 0001444380

Filing Metadata

Form type: 4
Filed: Nov 11, 7:00 PM ET
Accepted: Nov 12, 11:12 AM ET
Size: 36.1 KB

View on SEC.gov