4//SEC Filing
SFX Entertainment, INC 4
Accession 0001104659-14-084542
CIK 0001553588operating
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 7:00 AM ET
Size
8.3 KB
Accession
0001104659-14-084542
Insider Transaction Report
Form 4
Slater Mitchell J
DirectorV.C. of the Board of Directors
Transactions
- Purchase
Common Stock
2014-12-02$4.37/sh+10,000$43,700→ 20,000 total - Purchase
Common Stock
2014-12-01$4.38/sh+10,000$43,800→ 10,000 total
Holdings
- 2,000,000(indirect: See footnote)
Common Stock
Footnotes (4)
- [F1]The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.24 to $4.47, inclusive. Mr. Slater undertakes to provide SFX Entertainment, Inc., any security holder of SFX Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (2) and (3).
- [F3]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.31 to $4.46, inclusive.
- [F4]Mr. Slater indirectly beneficially owns 2,000,000 shares pursuant to a nominee agreement with Robert F.X. Sillerman that names Mr. Sillerman as nominee with respect to such shares. The nominee agreement may be terminated upon the earlier of (a) two business days after delivery by the beneficiary to the nominee of written notice to terminate the agreement or (b) two business days after delivery by the nominee to the beneficiary of the nominee's written notice of resignation as nominee.
Documents
Issuer
SFX Entertainment, INC
CIK 0001553588
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001553588
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 7:00 AM ET
- Size
- 8.3 KB