4//SEC Filing
Avinger Inc 4
Accession 0001104659-15-006709
CIK 0001506928operating
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 5:14 PM ET
Size
14.6 KB
Accession
0001104659-15-006709
Insider Transaction Report
Form 4
Avinger IncAVGR
MCELWEE JAMES B
Director
Transactions
- Conversion
Common Stock
2015-02-04+15,072→ 15,072 total - Sale
Common Stock
2015-02-04$13.00/sh−577$7,501→ 15,090 total - Exercise of In-Money
Common Stock
2015-02-04$12.60/sh+595$7,497→ 15,667 total - Conversion
Series E Convertible Preferred Stock
2015-02-04−7,887→ 0 total→ Common Stock (7,887 underlying) - Conversion
Series D Convertible Preferred Stock
2015-02-04−4,444→ 0 total→ Common Stock (7,185 underlying) - Exercise of In-Money
Warrant (Right to Buy)
2015-02-04−595→ 0 totalExercise: $12.60From: 2013-10-29Exp: 2018-10-29→ Common Stock (595 underlying)
Footnotes (3)
- [F1]The Series D Convertible Preferred Stock converted into Common Stock on a 1.6168809050 for 1 basis and had no expiration date.
- [F2]The Series E Convertible Preferred Stock converted into Common Stock on a 1 for 1 basis and had no expiration date.
- [F3]On February 4, 2015, the reporting person exercised a warrant to purchase 595 share of Avinger, Inc. Common Stock for $12.60 per share. The reporting person paid the exercise price on a cashless basis, resulting in Avinger, Inc.'s withholding of 577 of the warrant shares to pay the price and issuing to the reporting person the remaining 18 shares. Avinger, Inc. also paid $3.87 to the reporting person in lieu of a fractional share.
Documents
Issuer
Avinger Inc
CIK 0001506928
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001506928
Filing Metadata
- Form type
- 4
- Filed
- Feb 3, 7:00 PM ET
- Accepted
- Feb 4, 5:14 PM ET
- Size
- 14.6 KB