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DAWSON OPERATING CO 4

Accession 0001104659-15-009484

CIK 0000351231operating

Filed

Feb 11, 7:00 PM ET

Accepted

Feb 12, 4:09 PM ET

Size

8.5 KB

Accession

0001104659-15-009484

Insider Transaction Report

Form 4
Period: 2015-02-11
JUMPER STEPHEN C
DirectorPresident/CEO
Transactions
  • Disposition to Issuer

    Common Stock $0.33 1/3 par value

    2015-02-1177,7980 total
  • Disposition to Issuer

    Stock Options (right to buy)

    2015-02-1115,0000 total
    Exercise: $18.91Exp: 2018-12-02Common Stock (15,000 underlying)
Footnotes (4)
  • [F1]Disposed of pursuant to the merger (the "Merger") of Dawson Operating Company, previously known as Dawson Geophysical Company ("Old Dawson") with a subsidiary of Dawson Geophysical Company, previously known as TGC Industries, Inc. ("New Dawson") whereby each share of Old Dawson common stock, par value $0.33 1/3 per share, was converted into 1.760 shares of New Dawson common stock, par value $0.01 per share, having a market value based on the closing price of one share of New Dawson common stock on NASDAQ on the effective date of the Merger of $5.85 (as adjusted to reflect New Dawson's 1-for-3 reverse stock split, which occurred immediately prior to the Merger) per share and a cash payment being made for any fractional shares.
  • [F2]Includes 21,246 Restricted Stock Units, which are convertible at a rate of 1 unit for 1 share of Old Dawson common stock, par value $0.33 1/3 per share. Each such unit was disposed of pursuant to the Merger in exchange for 1.760 corresponding units of New Dawson, subject to the same terms and conditions.
  • [F3]Includes 15,000 Restricted Stock Grants, which are convertible at a rate of 1 restricted share for 1 share of Old Dawson common stock, par value $0.33 1/3 per share. Each such restricted share was disposed of pursuant to the Merger in exchange for 1.760 corresponding restricted shares of New Dawson, subject to the same terms and conditions.
  • [F4]This option, which was vested, was assumed by New Dawson pursuant to the Merger and replaced with an option to purchase 26,400 shares of New Dawson common stock for $10.75 per share.

Documents

1 file

Issuer

DAWSON OPERATING CO

CIK 0000351231

Entity typeoperating
IncorporatedTX

Related Parties

1
  • filerCIK 0000351231

Filing Metadata

Form type
4
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 4:09 PM ET
Size
8.5 KB