4//SEC Filing
Ares Partners Holdco LLC 4
Accession 0001104659-15-028724
CIK 0001563407other
Filed
Apr 19, 8:00 PM ET
Accepted
Apr 20, 4:30 PM ET
Size
23.0 KB
Accession
0001104659-15-028724
Insider Transaction Report
Form 4
Transactions
- Sale
common stock, par value $0.001
2015-04-20$18.50/sh−9,982,788$184,681,578→ 45,117,212 total
Footnotes (5)
- [F1]The amount reported reflects 4,991,394 shares owned of record by Ares Corporate Opportunities Fund III, L.P. ("ACOF III") and 4,991,394 shares owned of record by Ares Corporate Opportunities Fund IV, L.P. ("ACOF IV").
- [F2]The amount reported reflects 22,558,606 shares owned of record by ACOF III and 22,558,606 shares owned of record by ACOF IV.
- [F3]The manager of ACOF III is ACOF Operating Manager III, LLC ("ACOF Operating Manager III"), and the sole member of ACOF Operating Manager III is Ares Management LLC ("Ares Management LLC"). The manager of ACOF IV is ACOF Operating Manager IV, LLC ("ACOF Operating Manager IV"), and the sole member of ACOF Operating Manager IV is Ares Management LLC. (Continued in footnote 4)
- [F4]The sole member of Ares Management LLC is Ares Management Holdings L.P. ("Ares Management Holdings") and the general partner of Ares Management Holdings is Ares Holdings Inc. ("Ares Holdings"), whose sole stockholder is Ares Management, L.P. ("Ares Management"). The general partner of Ares Management is Ares Management GP LLC ("Ares Management GP") and the sole member of Ares Management GP is Ares Partners Holdco LLC ("Ares Partners," and together with ACOF III, ACOF IV, ACOF Operating Manager III, ACOF Operating Manager IV, Ares Management LLC, Ares Management Holdings, Ares Holdings, Ares Management, and Ares Management GP, the "Ares Entities"). Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, David Kaplan, John Kissick, Antony Ressler and Bennett Rosenthal. (Continued in footnote 5)
- [F5]Decisions by Ares Partners' board of managers generally are made by a majority of the members, which majority, subject to certain conditions, must include Antony Ressler. Each of the Ares Entities (other than each of ACOF III and ACOF IV with respect to the shares held directly by it) and the members of Ares Partners' board of managers and the other directors, officers, partners, stockholders, members and managers of the Ares Entities expressly disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. The address of each Ares Entity is 2000 Avenue of the Stars, 12th Floor, Los Angeles, CA 90067.
Documents
Issuer
Smart & Final Stores, Inc.
CIK 0001563407
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001620263
Filing Metadata
- Form type
- 4
- Filed
- Apr 19, 8:00 PM ET
- Accepted
- Apr 20, 4:30 PM ET
- Size
- 23.0 KB