4//SEC Filing
Affinity Gaming 4
Accession 0001104659-15-037292
CIK 0001499268operating
Filed
May 11, 8:00 PM ET
Accepted
May 12, 4:40 PM ET
Size
14.7 KB
Accession
0001104659-15-037292
Insider Transaction Report
Form 4
Affinity GamingNONE
Transactions
- Award
Common Stock
2015-05-11+20,512→ 8,044,948.4 total(indirect: See footnotes)
Z Capital Partners, L.L.C.
10% Owner
Transactions
- Award
Common Stock
2015-05-11+20,512→ 8,044,948.4 total(indirect: See footnotes)
Zenni Holdings LLC
10% Owner
Transactions
- Award
Common Stock
2015-05-11+20,512→ 8,044,948.4 total(indirect: See footnotes)
Transactions
- Award
Common Stock
2015-05-11+20,512→ 8,044,948.4 total(indirect: See footnotes)
Transactions
- Award
Common Stock
2015-05-11+20,512→ 8,044,948.4 total(indirect: See footnotes)
Zenni James Joseph JR
10% Owner
Transactions
- Award
Common Stock
2015-05-11+20,512→ 8,044,948.4 total(indirect: See footnotes)
Footnotes (3)
- [F1]Includes 5,450,677.23 shares that may be deemed to be indirectly beneficially owned by Z Capital Special Situations Adviser, L.P. ("Special Adviser"), as the investment adviser of certain private funds; Z Capital Partners, L.L.C. ("Z Capital"), as the general partner of Special Adviser; Zenni Holdings, LLC ("Zenni Holdings"), as the managing member of Z Capital; and James J. Zenni ("Mr. Zenni"), as the President of Z Capital and the sole owner of Zenni Holdings.
- [F2]Includes 2,594,271.17 shares that may be deemed to be indirectly beneficially owned by Z Capital Special Situations Fund GP, L.P. ("Special GP"), as the manager of certain private funds; Z Capital Special Situations Fund UGP, L.L.C. ("Special UGP"), as the general partner of Special GP; Z Capital, as the managing member of Special UGP; Zenni Holdings, as the managing member of Z Capital; and Mr. Zenni, as the President of Z Capital and the sole owner of Zenni Holdings. Includes 20,512 shares awarded to Special GP on May 11, 2015. These shares are time vested restricted stock, which vest in equal increments on May 11, 2015 and January 1, 2016.
- [F3]Each Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his or its pecuniary interest therein.
Documents
Issuer
Affinity Gaming
CIK 0001499268
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0001499268
Filing Metadata
- Form type
- 4
- Filed
- May 11, 8:00 PM ET
- Accepted
- May 12, 4:40 PM ET
- Size
- 14.7 KB