4//SEC Filing
CIFC Corp. 4
Accession 0001104659-15-048779
CIK 0001313918operating
Filed
Jun 29, 8:00 PM ET
Accepted
Jun 30, 12:10 PM ET
Size
11.2 KB
Accession
0001104659-15-048779
Insider Transaction Report
Form 4
CIFC Corp.CIFC
Lipari Paul
Director
Transactions
- Exercise/Conversion
Common Stock
2015-06-26+5,854→ 5,854 total - Other
Common Stock
2015-06-26+290→ 6,144 total - Other
Common Stock
2015-06-26−6,144→ 0 total - Exercise/Conversion
Restricted Stock Units
2015-06-26−5,854→ 0 total→ Common Stock (5,854 underlying)
Footnotes (5)
- [F1]Represents the vesting of 5,854 Restricted Stock Units awarded to the Reporting Person on June 5, 2014 as part of the stock-based portion of his fee for service as a Director.
- [F2]Represents an adjustment for dividends to the 5,854 Restricted Stock Units awarded to the Reporting Person on June 5, 2014 as part of the stock-based portion of his fee for service as a Director, as provided in the Reporting Person's Restricted Stock Unit Award Agreement.
- [F3]Immediately upon vesting, the reporting person's shares of Common Stock were contributed to DFR Holdings, LLC, which owns approximately 74% of the Issuer's Common Stock, according to Schedule 13D/A filed on April 10, 2015 by DFR Holdings, LLC.
- [F4]Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of the Issuer.
- [F5]The Restricted Stock Units were awarded to the Reporting Person by the Issuer on June 5, 2014 as part of the stock-based portion of his fee for service as a Director, pursuant to a Restricted Stock Unit Award Agreement between the Issuer and the Reporting Person, which was approved by the Board of Directors. The Restricted Stock Units vested and settled on June 26, 2015, as reflected in Table I and footnote 1, above.
Documents
Issuer
CIFC Corp.
CIK 0001313918
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001313918
Filing Metadata
- Form type
- 4
- Filed
- Jun 29, 8:00 PM ET
- Accepted
- Jun 30, 12:10 PM ET
- Size
- 11.2 KB