4//SEC Filing
GLAUKOS Corp 4
Accession 0001104659-15-048959
$GKOSCIK 0001192448operating
Filed
Jun 29, 8:00 PM ET
Accepted
Jun 30, 5:55 PM ET
Size
23.9 KB
Accession
0001104659-15-048959
Insider Transaction Report
Form 4
GLAUKOS CorpGKOS
Transactions
- Conversion
Series F Convertible Preferred Stock
2015-06-30−1,109,717→ 0 total(indirect: Through Meritech Capital Partners III L.P.)→ Common Stock (1,109,717 underlying) - Conversion
Series F Convertible Preferred Stock
2015-06-30−20,226→ 0 total(indirect: Through Meritech Capital Affiliates III, L.P.)→ Common Stock (20,226 underlying) - Conversion
Series E Convertible Preferred Stock
2015-06-30−33,951→ 0 total(indirect: Through Meritech Capital Affiliates III, L.P.)→ Common Stock (33,951 underlying) - Conversion
Common Stock
2015-06-30+54,177→ 54,177 total(indirect: Through Meritech Capital Affiliates III, L.P.) - Conversion
Series E Convertible Preferred Stock
2015-06-30−1,862,784→ 0 total(indirect: Through Meritech Capital Partners III L.P.)→ Common Stock (1,862,784 underlying) - Conversion
Common Stock
2015-06-30+2,972,501→ 2,972,501 total(indirect: Through Meritech Capital Partners III L.P.)
Meritech Capital Partners III LP
10% Owner
Transactions
- Conversion
Series F Convertible Preferred Stock
2015-06-30−1,109,717→ 0 total(indirect: Through Meritech Capital Partners III L.P.)→ Common Stock (1,109,717 underlying) - Conversion
Series E Convertible Preferred Stock
2015-06-30−1,862,784→ 0 total(indirect: Through Meritech Capital Partners III L.P.)→ Common Stock (1,862,784 underlying) - Conversion
Common Stock
2015-06-30+2,972,501→ 2,972,501 total(indirect: Through Meritech Capital Partners III L.P.) - Conversion
Common Stock
2015-06-30+54,177→ 54,177 total(indirect: Through Meritech Capital Affiliates III, L.P.) - Conversion
Series E Convertible Preferred Stock
2015-06-30−33,951→ 0 total(indirect: Through Meritech Capital Affiliates III, L.P.)→ Common Stock (33,951 underlying) - Conversion
Series F Convertible Preferred Stock
2015-06-30−20,226→ 0 total(indirect: Through Meritech Capital Affiliates III, L.P.)→ Common Stock (20,226 underlying)
MERITECH CAPITAL AFFILIATES III L P
10% Owner
Transactions
- Conversion
Common Stock
2015-06-30+2,972,501→ 2,972,501 total(indirect: Through Meritech Capital Partners III L.P.) - Conversion
Series F Convertible Preferred Stock
2015-06-30−1,109,717→ 0 total(indirect: Through Meritech Capital Partners III L.P.)→ Common Stock (1,109,717 underlying) - Conversion
Series F Convertible Preferred Stock
2015-06-30−20,226→ 0 total(indirect: Through Meritech Capital Affiliates III, L.P.)→ Common Stock (20,226 underlying) - Conversion
Common Stock
2015-06-30+54,177→ 54,177 total(indirect: Through Meritech Capital Affiliates III, L.P.) - Conversion
Series E Convertible Preferred Stock
2015-06-30−1,862,784→ 0 total(indirect: Through Meritech Capital Partners III L.P.)→ Common Stock (1,862,784 underlying) - Conversion
Series E Convertible Preferred Stock
2015-06-30−33,951→ 0 total(indirect: Through Meritech Capital Affiliates III, L.P.)→ Common Stock (33,951 underlying)
GORDON MICHAEL B
10% Owner
Transactions
- Conversion
Common Stock
2015-06-30+54,177→ 54,177 total(indirect: Through Meritech Capital Affiliates III, L.P.) - Conversion
Series E Convertible Preferred Stock
2015-06-30−33,951→ 0 total(indirect: Through Meritech Capital Affiliates III, L.P.)→ Common Stock (33,951 underlying) - Conversion
Series F Convertible Preferred Stock
2015-06-30−1,109,717→ 0 total(indirect: Through Meritech Capital Partners III L.P.)→ Common Stock (1,109,717 underlying) - Conversion
Common Stock
2015-06-30+2,972,501→ 2,972,501 total(indirect: Through Meritech Capital Partners III L.P.) - Conversion
Series E Convertible Preferred Stock
2015-06-30−1,862,784→ 0 total(indirect: Through Meritech Capital Partners III L.P.)→ Common Stock (1,862,784 underlying) - Conversion
Series F Convertible Preferred Stock
2015-06-30−20,226→ 0 total(indirect: Through Meritech Capital Affiliates III, L.P.)→ Common Stock (20,226 underlying)
Bischof George
10% Owner
Transactions
- Conversion
Common Stock
2015-06-30+2,972,501→ 2,972,501 total(indirect: Through Meritech Capital Partners III L.P.) - Conversion
Common Stock
2015-06-30+54,177→ 54,177 total(indirect: Through Meritech Capital Affiliates III, L.P.) - Conversion
Series E Convertible Preferred Stock
2015-06-30−1,862,784→ 0 total(indirect: Through Meritech Capital Partners III L.P.)→ Common Stock (1,862,784 underlying) - Conversion
Series E Convertible Preferred Stock
2015-06-30−33,951→ 0 total(indirect: Through Meritech Capital Affiliates III, L.P.)→ Common Stock (33,951 underlying) - Conversion
Series F Convertible Preferred Stock
2015-06-30−1,109,717→ 0 total(indirect: Through Meritech Capital Partners III L.P.)→ Common Stock (1,109,717 underlying) - Conversion
Series F Convertible Preferred Stock
2015-06-30−20,226→ 0 total(indirect: Through Meritech Capital Affiliates III, L.P.)→ Common Stock (20,226 underlying)
Ward Rob
10% Owner
Transactions
- Conversion
Series E Convertible Preferred Stock
2015-06-30−33,951→ 0 total(indirect: Through Meritech Capital Affiliates III, L.P.)→ Common Stock (33,951 underlying) - Conversion
Common Stock
2015-06-30+54,177→ 54,177 total(indirect: Through Meritech Capital Affiliates III, L.P.) - Conversion
Common Stock
2015-06-30+2,972,501→ 2,972,501 total(indirect: Through Meritech Capital Partners III L.P.) - Conversion
Series E Convertible Preferred Stock
2015-06-30−1,862,784→ 0 total(indirect: Through Meritech Capital Partners III L.P.)→ Common Stock (1,862,784 underlying) - Conversion
Series F Convertible Preferred Stock
2015-06-30−20,226→ 0 total(indirect: Through Meritech Capital Affiliates III, L.P.)→ Common Stock (20,226 underlying) - Conversion
Series F Convertible Preferred Stock
2015-06-30−1,109,717→ 0 total(indirect: Through Meritech Capital Partners III L.P.)→ Common Stock (1,109,717 underlying)
Footnotes (2)
- [F1]The shares of Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of common stock on a 1:1 basis immediately prior to the consummation of Issuer's initial public offering and had no expiration date.
- [F2]Meritech Capital Associates III L.L.C., a Delaware limited liability company (''MCA III''), serves as the sole general partner of Meritech Capital Partners III L.P., a Delaware limited partnership (''MCP III'') and of Meritech Capital Affiliates III, L.P., a Delaware limited partnership (''MCAFF III''). Meritech Management Associates III L.L.C., a Delaware limited liability company (''MMA III'') is a managing member of MCA III. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof are the managing members of MMA III and share voting and dispositive power over the shares held by MCP III, MCAFF III, MCA III and MMA III; however, they disclaim beneficial ownership of the shares held by such entities except to the extent of their pecuniary interests therein. Paul S. Madera was a director of the Issuer, and, accordingly, files separate Section 16 reports.
Documents
Issuer
GLAUKOS Corp
CIK 0001192448
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001192448
Filing Metadata
- Form type
- 4
- Filed
- Jun 29, 8:00 PM ET
- Accepted
- Jun 30, 5:55 PM ET
- Size
- 23.9 KB