ADVENT SOFTWARE INC /DE/ 4

Accession 0001104659-15-050713

CIK 0001002225operating

View on SEC.gov Company Profile

Filed

Jul 9, 8:00 PM ET

Accepted

Jul 10, 9:44 PM ET

Size

34.4 KB

Accession

0001104659-15-050713

Insider Transaction Report

Form 4

Period: 2015-07-08

ADVENT SOFTWARE INC /DE/ADVS

KIRSNER JAMES

Director

Transactions

Deposit Into/Withdrawal From Voting Trust
Common Stock
2015-05-07+1,306→ 38,621 total(indirect: By Trust)
Disposition to Issuer
Stock Appreciation Rights
2015-07-08$36.41/sh−16,800$611,688→ 0 total
Exercise: $7.84From: 2010-05-13Exp: 2019-05-13→ Common Stock (16,800 underlying)
Disposition to Issuer
Stock Appreciation Rights
2015-07-08$26.45/sh−8,470$224,032→ 0 total
Exercise: $17.80From: 2013-05-09Exp: 2022-05-09→ Common Stock (8,470 underlying)
Disposition to Issuer
Stock Appreciation Rights
2015-07-08$15.24/sh−9,138$139,263→ 0 total
Exercise: $29.01From: 2015-05-07Exp: 2024-05-07→ Common Stock (9,138 underlying)
Gift
Common Stock
2015-02-23−4,525→ 37,315 total(indirect: By Trust)
Disposition to Issuer
Stock Appreciation Rights
2015-07-08$36.41/sh−24,000$873,840→ 0 total
Exercise: $7.84From: 2007-05-14Exp: 2016-05-17→ Common Stock (24,000 underlying)
Disposition to Issuer
Stock Appreciation Rights
2015-07-08$32.89/sh−16,800$552,552→ 0 total
Exercise: $11.36From: 2009-05-07Exp: 2018-05-07→ Common Stock (16,800 underlying)
Disposition to Issuer
Stock Appreciation Rights
2015-07-08$31.91/sh−10,000$319,100→ 0 total
Exercise: $12.34From: 2011-06-02Exp: 2020-06-02→ Common Stock (10,000 underlying)
Disposition to Issuer
Stock Appreciation Rights
2015-07-08$26.76/sh−8,925$238,833→ 0 total
Exercise: $17.49From: 2012-05-11Exp: 2021-05-11→ Common Stock (8,925 underlying)
Deposit Into/Withdrawal From Voting Trust
Common Stock
2015-05-07−1,306→ 0 total
Disposition to Issuer
Common Stock
2015-07-08$44.25/sh−38,621$1,708,979→ 0 total(indirect: By Trust)
Disposition to Issuer
Stock Appreciation Rights
2015-07-08$36.41/sh−60,000$2,184,600→ 0 total
Exercise: $7.84From: 2007-01-18Exp: 2016-01-18→ Common Stock (60,000 underlying)
Disposition to Issuer
Stock Appreciation Rights
2015-07-08$36.33/sh−16,800$610,344→ 0 total
Exercise: $7.92From: 2008-05-16Exp: 2017-05-16→ Common Stock (16,800 underlying)
Disposition to Issuer
Stock Appreciation Rights
2015-07-08$23.19/sh−9,814$227,587→ 0 total
Exercise: $21.06From: 2014-05-09Exp: 2023-05-09→ Common Stock (9,814 underlying)

Footnotes (13)

[F1]Gift of shares from Kirsner Family Trust to Vanguard Charitable.
[F10]Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $238,833, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share.
[F11]Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $224,032, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share.
[F12]Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $227,587, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share.
[F13]Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $139,263, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share.
[F2]Transfer of shares from direcly held to indirectly held in Trust.
[F3]Disposed of pursuant to the terms of the Merger Agreement in exchange for a cash payment of $44.25 per share on the effective date of the merger.
[F4]Represents vested stock options that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $2,184,600, representing the aggregate difference between the exercise price of the stock option and the merger consideration of $44.25 per share.
[F5]Represents vested stock options that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $873,840, representing the aggregate difference between the exercise price of the stock option and the merger consideration of $44.25 per share.
[F6]Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $610,344, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share.
[F7]Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $552,552, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share.
[F8]Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $611,688, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share.
[F9]Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $319,100, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share.

Documents

1 file

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a4.xmlPrimary
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Issuer

ADVENT SOFTWARE INC /DE/

CIK 0001002225

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001002225

Filing Metadata

Form type: 4
Filed: Jul 9, 8:00 PM ET
Accepted: Jul 10, 9:44 PM ET
Size: 34.4 KB

View on SEC.gov