4//SEC Filing
POZEN INC /NC 4
Accession 0001104659-15-064981
CIK 0001059790operating
Filed
Sep 13, 8:00 PM ET
Accepted
Sep 14, 4:28 PM ET
Size
13.9 KB
Accession
0001104659-15-064981
Insider Transaction Report
Form 4
POZEN INC /NCPOZN
BARNHARDT JOHN E
VP, Finance and Administration
Transactions
- Exercise/Conversion
Common Stock
2015-09-10$3.77/sh+9,161$34,537→ 61,273 total - Sale
Common Stock
2015-09-10$8.78/sh−9,161$80,434→ 52,112 total - Exercise/Conversion
Stock Option
2015-09-10−9,161→ 0 totalExercise: $3.77Exp: 2021-03-15→ Common Stock (9,161 underlying) - Exercise/Conversion
Common Stock
2015-09-10$3.87/sh+9,161$35,453→ 61,273 total - Exercise/Conversion
Stock Option
2015-09-10−9,161→ 9,161 totalExercise: $3.87Exp: 2022-03-15→ Common Stock (9,161 underlying) - Sale
Common Stock
2015-09-10$8.78/sh−9,161$80,434→ 52,112 total
Footnotes (4)
- [F1]The price in column 4 is a weighted average price. The prices actually received by the reporting person in this transaction range from $8.75 to $8.80.
- [F2]The reporting person has provided to the issuer, and the issuer will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range reported.
- [F3]The option vested in four equal annual installments, with the initial vesting date occurring on March 15, 2012.
- [F4]The option vests in two equal annual installments, with the initial vesting date occurring on March 15, 2015.
Documents
Issuer
POZEN INC /NC
CIK 0001059790
Entity typeoperating
Related Parties
1- filerCIK 0001059790
Filing Metadata
- Form type
- 4
- Filed
- Sep 13, 8:00 PM ET
- Accepted
- Sep 14, 4:28 PM ET
- Size
- 13.9 KB