POZEN INC /NC 4
4 · POZEN INC /NC · Filed Sep 14, 2015
Insider Transaction Report
Form 4
POZEN INC /NCPOZN
BARNHARDT JOHN E
VP, Finance and Administration
Transactions
- Exercise/Conversion
Common Stock
2015-09-10$3.77/sh+9,161$34,537→ 61,273 total - Sale
Common Stock
2015-09-10$8.78/sh−9,161$80,434→ 52,112 total - Exercise/Conversion
Stock Option
2015-09-10−9,161→ 0 totalExercise: $3.77Exp: 2021-03-15→ Common Stock (9,161 underlying) - Exercise/Conversion
Common Stock
2015-09-10$3.87/sh+9,161$35,453→ 61,273 total - Exercise/Conversion
Stock Option
2015-09-10−9,161→ 9,161 totalExercise: $3.87Exp: 2022-03-15→ Common Stock (9,161 underlying) - Sale
Common Stock
2015-09-10$8.78/sh−9,161$80,434→ 52,112 total
Footnotes (4)
- [F1]The price in column 4 is a weighted average price. The prices actually received by the reporting person in this transaction range from $8.75 to $8.80.
- [F2]The reporting person has provided to the issuer, and the issuer will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range reported.
- [F3]The option vested in four equal annual installments, with the initial vesting date occurring on March 15, 2012.
- [F4]The option vests in two equal annual installments, with the initial vesting date occurring on March 15, 2015.