4//SEC Filing
POZEN INC /NC 4
Accession 0001104659-15-080288
CIK 0001059790operating
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 6:22 PM ET
Size
9.4 KB
Accession
0001104659-15-080288
Insider Transaction Report
Form 4
POZEN INC /NCPOZN
PLACHETKA JOHN R
DirectorPresident, CEO and Chairman10% Owner
Transactions
- Gift
Common Stock
2015-11-19−148,000→ 1,256,102 total(indirect: By Trust) - Gift
Common Stock
2015-11-19−3,000→ 218,910 total(indirect: By Trust)
Holdings
- 1,157,808(indirect: By LLC)
Common Stock
- 46,782
Common Stock
- 22,631(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]Shares underlying restricted stock units.
- [F2]Beneficially owned by John R. Plachetka, indirectly, through the Revocable Declaration Trust u/a 1/31/2000, John R. Plachetka, Trustee.
- [F3]Beneficially owned by John R. Plachetka, indirectly, through the Revocable Declaration Trust u/a 1/31/2000, Clare A. Plachetka, Trustee.
- [F4]Beneficially owned by John R. Plachetka, indirectly, as manager of Silver Hill Investments, LLC. Silver Hill Investments LLC is 50% owned by the Family Trust under the John R. Plachetka Irrevocable Trust dated 4/20/2000, Wachovia Bank N.A. and Clare A. Plachetka, Trustees (the "Family Trust"); 40% owned by the Revocable Declaration of Trust u/a 1/31/2000, John R. Plachetka, Trustee; and 10% owned by the Revocable Declaration of Trust u/a 1/31/2000, Clare A. Plachetka, Trustee.
- [F5]Beneficially owned by John R. Plachetka, indirectly, through the Family Trust. The shares in the Family Trust are held in trust for the benefit of Clare A. Plachetka and John R. and Clare A. Plachetka's children.
Documents
Issuer
POZEN INC /NC
CIK 0001059790
Entity typeoperating
Related Parties
1- filerCIK 0001059790
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 6:22 PM ET
- Size
- 9.4 KB