POZEN INC /NC 4
4 · POZEN INC /NC · Filed Dec 2, 2015
Insider Transaction Report
Form 4
POZEN INC /NCPOZN
PLACHETKA JOHN R
DirectorPresident, CEO and Chairman10% Owner
Transactions
- Tax Payment
Common Stock
2015-11-30$7.59/sh−297,837$2,260,583→ 460,017 total
Holdings
- 757,854
Common Stock
- 1,256,102(indirect: By Trust)
Common Stock
- 1,157,808(indirect: By LLC)
Common Stock
- 218,910(indirect: By Trust)
Common Stock
- 22,631(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]Common stock delivered following vesting of restricted stock units.
- [F2]Beneficially owned by John R. Plachetka, indirectly, through the Revocable Declaration Trust u/a 1/31/2000, John R. Plachetka, Trustee.
- [F3]Beneficially owned by John R. Plachetka, indirectly, through the Revocable Declaration Trust u/a 1/31/2000, Clare A. Plachetka, Trustee.
- [F4]Beneficially owned by John R. Plachetka, indirectly, as manager of Silver Hill Investments, LLC. Silver Hill Investments LLC is 50% owned by the Family Trust under the John R. Plachetka Irrevocable Trust dated 4/20/2000, Wachovia Bank N.A. and Clare A. Plachetka, Trustees (the "Family Trust"); 40% owned by the Revocable Declaration of Trust u/a 1/31/2000, John R. Plachetka, Trustee; and 10% owned by the Revocable Declaration of Trust u/a 1/31/2000, Clare A. Plachetka, Trustee.
- [F5]Beneficially owned by John R. Plachetka, indirectly, through the Family Trust. The shares in the Family Trust are held in trust for the benefit of Clare A. Plachetka and John R. and Clare A. Plachetka's children.