Home/Filings/4/A/0001104659-15-086812
4/A//SEC Filing

Smart & Final Stores, Inc. 4/A

Accession 0001104659-15-086812

CIK 0001563407operating

Filed

Dec 27, 7:00 PM ET

Accepted

Dec 28, 8:00 AM ET

Size

12.7 KB

Accession

0001104659-15-086812

Insider Transaction Report

Form 4/AAmended
Period: 2015-12-21
Hong Eleanor
Senior VP and CMO
Transactions
  • Exercise/Conversion

    Stock Option (right to buy)

    2015-12-212,45066,883 total
    Exercise: $12.00Exp: 2024-09-23common stock (69,333 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2015-12-221,01665,867 total
    Exercise: $12.00Exp: 2024-09-23common stock (66,883 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2015-12-212,492109,425 total
    Exercise: $12.00Exp: 2024-09-23common stock (111,917 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2015-12-223,103106,322 total
    Exercise: $12.00Exp: 2024-09-23common stock (109,425 underlying)
Footnotes (2)
  • [F1]The option was granted on September 23, 2014 and vests in five equal installments on March 3, 2015, 2016, 2017, 2018 and 2019.
  • [F2]Due to an administrative error, the Form 4 filed on December 23, 2015 transposed the number of shares exercised from two separate stock option grants. Each of the underlying grants contains the same grant date, expiration date, and vesting schedule. This amended Form 4 now contains the correct number of shares acquired pursuant to, and remaining after, such exercise.

Documents

1 file

Issuer

Smart & Final Stores, Inc.

CIK 0001563407

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0001563407

Filing Metadata

Form type
4/A
Filed
Dec 27, 7:00 PM ET
Accepted
Dec 28, 8:00 AM ET
Size
12.7 KB