4//SEC Filing
BROADWIND ENERGY, INC. 4
Accession 0001104659-16-099312
$BWENCIK 0001120370operating
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 7:33 PM ET
Size
11.9 KB
Accession
0001104659-16-099312
Insider Transaction Report
Form 4
ROGOWSKI ROBERT R
Principal Accounting Officer
Transactions
- Award
Common Stock
2016-02-22+15,939→ 40,428 total - Tax Payment
Common Stock
2016-02-22$1.77/sh−1,563$2,767→ 24,489 total - Tax Payment
Common Stock
2016-02-19$1.79/sh−641$1,147→ 26,052 total
Holdings
- 3,863(indirect: By 401(k))
Common Stock
- 1,750
Stock Option (Right to Buy)
Exercise: $15.00Exp: 2021-05-05→ Common Stock (1,750 underlying) - 5,647
Stock Option (Right to Buy)
Exercise: $3.39Exp: 2022-05-04→ Common Stock (5,647 underlying)
Footnotes (5)
- [F1]The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
- [F2]Represents 15,939 restricted stock units that vest 5,313 shares on each of 2/22/17, 2/22/18 and 2/22/19.
- [F3]Includes (i) 1,412 restricted stock units that vest on 5/4/16; (ii) 1,154 restricted stock units that vest on 2/20/17; (iii) 3,521 restricted stock units that vest 1,760 shares on 2/19/17 and 1,761 shares on 2/19/18; and (iv) 15,939 restricted stock units that vest in increments of 5,313 shares on each of 2/22/17, 2/22/18 and 2/22/19.
- [F4]437 shares vested on each of 5/5/12 and 5/5/14, and 438 shares vested on each of 5/5/13 and 5/5/15.
- [F5]1,411 shares vested on 5/4/13, 1,412 shares vested on each of 5/4/14 and 5/4/15, and 1,412 shares vest on 5/4/16.
Documents
Issuer
BROADWIND ENERGY, INC.
CIK 0001120370
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120370
Filing Metadata
- Form type
- 4
- Filed
- Feb 22, 7:00 PM ET
- Accepted
- Feb 23, 7:33 PM ET
- Size
- 11.9 KB