CASCADE MICROTECH INC 4
4 · CASCADE MICROTECH INC · Filed Feb 24, 2016
Insider Transaction Report
Form 4
DELAFIELD JOHN D
Director
Transactions
- Sale
Common Stock
2016-02-23$20.38/sh−3,000$61,138→ 1,679,445 total(indirect: By Delafield Hambrecht Partners Fund, LP)
Holdings
- 105,850
Common Stock
- 1,500(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]The reporting person is the Chairman of Delafield Hambrecht, Inc., which is the sole manager of the general partner of Delafield Hambrecht Partners Fund, LLP. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Delafield Hambrecht, Inc. and Delafield Hambrecht Partners Fund, LLP dated August 25, 2015.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.2500 to $20.5000 inclusive. The reporting person undertakes to provide to Cascade Microtech, Inc., any security holder of Cascade Microtech, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]The reporting person is the Chairman of Delafield Hambrecht, Inc., which is the sole manager of the general partner of Delafield Hambrecht Partners Fund, LLP. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.