4//SEC Filing
CASCADE MICROTECH INC 4
Accession 0001104659-16-101329
CIK 0000864559operating
Filed
Feb 29, 7:00 PM ET
Accepted
Mar 1, 11:32 AM ET
Size
7.0 KB
Accession
0001104659-16-101329
Insider Transaction Report
Form 4
DELAFIELD JOHN D
Director
Transactions
- Sale
Common Stock
2016-02-29$20.51/sh−300,000$6,153,000→ 1,370,445 total(indirect: By Delafield Hambrecht Partners Fund, LP)
Holdings
- 105,850
Common Stock
- 1,500(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]The reporting person is the Chairman of Delafield Hambrecht, Inc., which is the sole manager of the general partner of Delafield Hambrecht Partners Fund, LLP. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Delafield Hambrecht, Inc. and Delafield Hambrecht Partners Fund, LLP dated August 25, 2015.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.50 to $20.54 inclusive. The reporting person undertakes to provide to Cascade Microtech, Inc., any security holder of Cascade Microtech, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]The reporting person is the Chairman of Delafield Hambrecht, Inc., which is the sole manager of the general partner of Delafield Hambrecht Partners Fund, LLP. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Documents
Issuer
CASCADE MICROTECH INC
CIK 0000864559
Entity typeoperating
Related Parties
1- filerCIK 0000864559
Filing Metadata
- Form type
- 4
- Filed
- Feb 29, 7:00 PM ET
- Accepted
- Mar 1, 11:32 AM ET
- Size
- 7.0 KB