ENVESTNET, INC. 4

4 · ENVESTNET, INC. · Filed Mar 2, 2016

Form 4

Period: 2016-02-29

Director10% Owner

Transactions

Award
Director Stock Option (Right to Buy)
2016-02-29$20.51/sh+5,749$117,912→ 5,749 total
Exercise: $20.51From: 2017-02-28Exp: 2026-02-28→ Common Stock (5,749 underlying)
Award
Restricted Stock Unit
2016-02-29$20.51/sh+580$11,896→ 580 total
Exp: 2019-02-28→ Common Stock (580 underlying)

Holdings

Common Stock
(indirect: By LLC)
74,194
Director Stock Option (Right to Buy)
Exercise: $12.55From: 2012-02-28Exp: 2021-02-28→ Common Stock (2,990 underlying)
2,990
Director Stock Option (Right to Buy)
Exercise: $12.45From: 2013-02-28Exp: 2022-02-28→ Common Stock (6,495 underlying)
6,495
Director Stock Option (Right to Buy)
Exercise: $15.34From: 2014-02-28Exp: 2023-02-28→ Common Stock (8,837 underlying)
8,837
Director Stock Option (Right to Buy)
Exercise: $41.84From: 2015-02-28Exp: 2024-02-28→ Common Stock (4,183 underlying)
4,183
Director Stock Option (Right to Buy)
Exercise: $55.29From: 2016-02-28Exp: 2025-02-28→ Common Stock (2,913 underlying)
2,913
Common Stock
(indirect: By LLC)
56,397

Footnotes (4)

[F1]Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant.as listed in the "Date Exercisable" column.
[F2]5,749 options were granted to the Reporting Person on February 29, 2016.
[F3]Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock.
[F4]This restricted stock unit vests over a 3 year period, one third of the total amount vest on the first anniversary of the date of the grant of restricted stock; and then one-twelfth of the total amount vests on each three-month anniversary.

Documents

1 file