4//SEC Filing
Affinity Gaming 4
Accession 0001104659-16-106295
CIK 0001499268operating
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 1:50 PM ET
Size
17.9 KB
Accession
0001104659-16-106295
Insider Transaction Report
Form 4
Affinity GamingNONE
Z Capital Partners, L.L.C.
10% Owner
Transactions
- Award
Common Stock
2016-03-16+16,666→ 8,263,047.4 total(indirect: See footnotes)
Transactions
- Award
Common Stock
2016-03-16+16,666→ 8,263,047.4 total(indirect: See footnotes)
Transactions
- Award
Common Stock
2016-03-16+16,666→ 8,263,047.4 total(indirect: See footnotes)
Zenni Holdings LLC
10% Owner
Transactions
- Award
Common Stock
2016-03-16+16,666→ 8,263,047.4 total(indirect: See footnotes)
Z CAPITAL PARTNERS, L.L.C.
10% Owner
Transactions
- Award
Common Stock
2016-03-16+16,666→ 8,263,047.4 total(indirect: See footnotes)
Z CAPITAL PARTNERS GP II, L.P.
10% Owner
Transactions
- Award
Common Stock
2016-03-16+16,666→ 8,263,047.4 total(indirect: See footnotes)
Zenni James Joseph JR
10% Owner
Transactions
- Award
Common Stock
2016-03-16+16,666→ 8,263,047.4 total(indirect: See footnotes)
Footnotes (4)
- [F1]These 16,666 shares of time-vested restricted stock were part of an issuance of restricted stock to non-executive members of the Affinity Gaming board of directors (the "Board"). Pursuant to certain agreements governing investment funds affiliated with Z Capital Partners, L.L.C. ("Investment Funds"), any shares issued to James. J. Zenni, Jr. ("Mr. Zenni") and Andrei Scrivens ("Mr. Scrivens"), each a member of the Board, automatically revert to the Investment Funds. Accordingly, the Board's Compensation Committee awarded the shares directly to GP I, rather than to Mr. Zenni and Mr. Scrivens. The shares vest in equal one-half amounts on March 16, 2016 and January 1, 2017.
- [F2]Includes 5,594,272.10 shares that may be deemed to be indirectly beneficially owned by GP I, as the general partner or managing member of certain private funds; Z Capital Partners UGP, L.L.C. ("UGP"), as the general partner of GP I; Z Capital Partners, L.L.C. ("Z Capital Partners"), as the managing member of UGP; Z Capital Group, L.L.C. ("Z Capital Group"), as the managing member of Z Capital Partners; Zenni Holdings, LLC ("Zenni Holdings"), as the managing member of Z Capital Group; and Mr. Zenni, as the President of Z Capital Partners and the sole owner of Zenni Holdings.
- [F3]Includes 2,668,775.30 shares that may be deemed to be indirectly beneficially owned by Z Capital Partners GP II, L.P. ("GP II"), as the general partner of certain private funds; UGP, as the general partner of GP II; Z Capital Partners, as the managing member of UGP; Z Capital Group, as the managing member of Z Capital Partners; Zenni Holdings, as the managing member of Z Capital Group; and Mr. Zenni, as the President of Z Capital Partners and the sole owner of Zenni Holdings.
- [F4]Each Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his or its pecuniary interest therein.
Documents
Issuer
Affinity Gaming
CIK 0001499268
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0001499268
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 1:50 PM ET
- Size
- 17.9 KB