4//SEC Filing
Rand Logistics, Inc. 4
Accession 0001104659-16-111443
CIK 0001294250operating
Filed
Apr 13, 8:00 PM ET
Accepted
Apr 14, 2:31 PM ET
Size
12.9 KB
Accession
0001104659-16-111443
Insider Transaction Report
Form 4
KNOTT DAVID M
10% Owner
Transactions
- Sale
Common Stock
2016-04-12$0.87/sh−44,600$38,802→ 483,040 total(indirect: By Knott Partners, L.P.) - Sale
Common Stock
2016-04-12$0.87/sh−9,400$8,178→ 278,148 total(indirect: By Shoshone Partners, L.P.) - Sale
Common Stock
2016-04-12$0.86/sh−85,840$73,865→ 397,200 total(indirect: By Knott Partners, L.P.) - Sale
Common Stock
2016-04-12$0.86/sh−18,013$15,500→ 260,135 total(indirect: By Shoshone Partners, L.P.)
Holdings
- 7,100(indirect: By Mulsanne Partners, L.P.)
Common Stock
- 900(indirect: By Managed Account)
Common Stock
Footnotes (3)
- [F1]The Reporting Person is: (a) the managing member of Knott Partners Management, LLC, which is (i) the sole general partner of Shoshone Partners, L.P., and (ii) the managing general partner of Knott Partners, L.P.; and (b) the sole member of Mabon Capital Management, LLC, which is the sole general partner of Mulsanne Partners, L.P. The Reporting Person is also a general partner of Knott Partners, L.P.
- [F2]The Reporting Person is the sole director and the president of Dorset Management Corporation, which provides investment management services to separate institutional managed accounts (each, a "Managed Account").
- [F3]As a result of the Reporting Person's interests in Knott Partners Management, LLC and in Dorset Management Corporation, the Reporting Person has investment discretion and control of the securities represented in this entry. The Reporting Person may be deemed to beneficially own an indirect pecuniary interest in the securities represented in this entry as a result of its performance-related fee. Except with respect to Knott Partners, L.P., Shoshone Partners, L.P., and Mulsanne Partners, L.P., in which the Reporting Person owns a beneficial interest, the Reporting Person disclaims beneficial ownership therein except to the extent ultimately realized. Each of Knott Partners, L.P., Shoshone Partners, L.P., Mulsanne Partners, L.P., and the Managed Account disclaim beneficial ownership of securities reported as owned by any other party.
Documents
Issuer
Rand Logistics, Inc.
CIK 0001294250
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001294250
Filing Metadata
- Form type
- 4
- Filed
- Apr 13, 8:00 PM ET
- Accepted
- Apr 14, 2:31 PM ET
- Size
- 12.9 KB