BROADWIND ENERGY, INC. 4
4 · BROADWIND ENERGY, INC. · Filed Apr 27, 2016
Insider Transaction Report
Form 4
FOX TERENCE P
Director
Transactions
- Tax Payment
Common Stock
2016-04-25$3.25/sh−2,845$9,246→ 273,530 total - Award
Common Stock
2016-04-26+10,736→ 284,266 total
Holdings
- 519
Phantom Stock
→ Common Stock (519 underlying) - 200,000(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
- [F2]Includes 10,736 restricted stock units that vest on 4/26/17.
- [F3]Each share of phantom stock is the economic equivalent of one share of Broadwind Energy, Inc. common stock.
- [F4]Phantom stock credited to participant's account in 2008 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.