4//SEC Filing
BROADWIND ENERGY, INC. 4
Accession 0001104659-16-114647
$BWENCIK 0001120370operating
Filed
Apr 26, 8:00 PM ET
Accepted
Apr 27, 3:26 PM ET
Size
10.8 KB
Accession
0001104659-16-114647
Insider Transaction Report
Form 4
Beynon Charles H.
Director
Transactions
- Tax Payment
Common Stock
2016-04-25$3.25/sh−2,534$8,236→ 32,189 total - Award
Common Stock
2016-04-26+10,736→ 42,925 total
Holdings
- 1,000
Stock Option (Right to Buy)
Exercise: $94.00Exp: 2018-04-13→ Common Stock (1,000 underlying) - 645
Phantom Stock
→ Common Stock (645 underlying) - 2,500
Stock Option (Right to Buy)
Exercise: $80.00Exp: 2017-10-24→ Common Stock (2,500 underlying)
Footnotes (5)
- [F1]The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
- [F2]Includes 10,736 restricted stock units that vest on 4/26/17.
- [F3]100% vested.
- [F4]Each share of phantom stock is the economic equivalent of one share of Broadwind Energy, Inc. common stock.
- [F5]Phantom stock credited to participant's account in 2008 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.
Documents
Issuer
BROADWIND ENERGY, INC.
CIK 0001120370
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120370
Filing Metadata
- Form type
- 4
- Filed
- Apr 26, 8:00 PM ET
- Accepted
- Apr 27, 3:26 PM ET
- Size
- 10.8 KB