Home/Filings/4/0001104659-16-122066

4//SEC Filing

RT SQ Co-Invest, LLC 4

Accession 0001104659-16-122066

CIK 0001512673other

View on SEC.gov Company Profile

Filed

May 18, 8:00 PM ET

Accepted

May 19, 3:11 PM ET

Size

39.3 KB

Accession

0001104659-16-122066

Insider Transaction Report

Form 4

Period: 2016-05-06

Square, Inc.SQ

Giampetroni John

10% Owner

Transactions

Conversion
Class B Common Stock
2016-05-06−29,470→ 0 total(indirect: See footnote)
→ Class A Common Stock (29,470 underlying)
Conversion
Class B Common Stock
2016-05-06−1,221,170→ 0 total(indirect: See footnote)
→ Class A Common Stock (1,221,170 underlying)
Other
Class A Common Stock
2016-05-17−11,349,190→ 0 total(indirect: See footnote)
Conversion
Class A Common Stock
2016-05-06+565,210→ 565,210 total(indirect: See footnote)
Conversion
Class A Common Stock
2016-05-06+29,470→ 29,470 total(indirect: See footnote)
Conversion
Class A Common Stock
2016-05-06+11,349,190→ 11,349,190 total(indirect: See footnote)
Conversion
Class A Common Stock
2016-05-06+1,221,170→ 1,221,170 total(indirect: See footnote)
Other
Class A Common Stock
2016-05-19−1,221,170→ 0 total(indirect: See footnote)
Conversion
Class B Common Stock
2016-05-06−565,210→ 0 total(indirect: See footnote)
→ Class A Common Stock (565,210 underlying)
Conversion
Class B Common Stock
2016-05-06−11,349,190→ 0 total(indirect: See footnote)
→ Class A Common Stock (11,349,190 underlying)

RIZVI SUHAIL

10% Owner

Transactions

Conversion
Class A Common Stock
2016-05-06+1,221,170→ 1,221,170 total(indirect: See footnote)
Other
Class A Common Stock
2016-05-19−1,221,170→ 0 total(indirect: See footnote)
Conversion
Class B Common Stock
2016-05-06−565,210→ 0 total(indirect: See footnote)
→ Class A Common Stock (565,210 underlying)
Conversion
Class B Common Stock
2016-05-06−29,470→ 0 total(indirect: See footnote)
→ Class A Common Stock (29,470 underlying)
Conversion
Class A Common Stock
2016-05-06+11,349,190→ 11,349,190 total(indirect: See footnote)
Other
Class A Common Stock
2016-05-17−11,349,190→ 0 total(indirect: See footnote)
Conversion
Class B Common Stock
2016-05-06−11,349,190→ 0 total(indirect: See footnote)
→ Class A Common Stock (11,349,190 underlying)
Conversion
Class A Common Stock
2016-05-06+565,210→ 565,210 total(indirect: See footnote)
Conversion
Class A Common Stock
2016-05-06+29,470→ 29,470 total(indirect: See footnote)
Conversion
Class B Common Stock
2016-05-06−1,221,170→ 0 total(indirect: See footnote)
→ Class A Common Stock (1,221,170 underlying)

Rizvi Traverse Management, LLC

10% Owner

Transactions

Conversion
Class A Common Stock
2016-05-06+29,470→ 29,470 total(indirect: See footnote)
Conversion
Class A Common Stock
2016-05-06+11,349,190→ 11,349,190 total(indirect: See footnote)
Other
Class A Common Stock
2016-05-19−1,221,170→ 0 total(indirect: See footnote)
Conversion
Class B Common Stock
2016-05-06−29,470→ 0 total(indirect: See footnote)
→ Class A Common Stock (29,470 underlying)
Conversion
Class B Common Stock
2016-05-06−1,221,170→ 0 total(indirect: See footnote)
→ Class A Common Stock (1,221,170 underlying)
Conversion
Class A Common Stock
2016-05-06+565,210→ 565,210 total(indirect: See footnote)
Conversion
Class A Common Stock
2016-05-06+1,221,170→ 1,221,170 total(indirect: See footnote)
Other
Class A Common Stock
2016-05-17−11,349,190→ 0 total(indirect: See footnote)
Conversion
Class B Common Stock
2016-05-06−565,210→ 0 total(indirect: See footnote)
→ Class A Common Stock (565,210 underlying)
Conversion
Class B Common Stock
2016-05-06−11,349,190→ 0 total(indirect: See footnote)
→ Class A Common Stock (11,349,190 underlying)

Rizvi Traverse Management II, LLC

10% Owner

Transactions

Conversion
Class B Common Stock
2016-05-06−565,210→ 0 total(indirect: See footnote)
→ Class A Common Stock (565,210 underlying)
Conversion
Class A Common Stock
2016-05-06+29,470→ 29,470 total(indirect: See footnote)
Conversion
Class A Common Stock
2016-05-06+1,221,170→ 1,221,170 total(indirect: See footnote)
Other
Class A Common Stock
2016-05-19−1,221,170→ 0 total(indirect: See footnote)
Conversion
Class B Common Stock
2016-05-06−11,349,190→ 0 total(indirect: See footnote)
→ Class A Common Stock (11,349,190 underlying)
Conversion
Class B Common Stock
2016-05-06−1,221,170→ 0 total(indirect: See footnote)
→ Class A Common Stock (1,221,170 underlying)
Conversion
Class A Common Stock
2016-05-06+565,210→ 565,210 total(indirect: See footnote)
Conversion
Class A Common Stock
2016-05-06+11,349,190→ 11,349,190 total(indirect: See footnote)
Other
Class A Common Stock
2016-05-17−11,349,190→ 0 total(indirect: See footnote)
Conversion
Class B Common Stock
2016-05-06−29,470→ 0 total(indirect: See footnote)
→ Class A Common Stock (29,470 underlying)

Rizvi Traverse Partners II, LLC

10% Owner

Transactions

Conversion
Class A Common Stock
2016-05-06+565,210→ 565,210 total(indirect: See footnote)
Conversion
Class A Common Stock
2016-05-06+11,349,190→ 11,349,190 total(indirect: See footnote)
Other
Class A Common Stock
2016-05-17−11,349,190→ 0 total(indirect: See footnote)
Conversion
Class B Common Stock
2016-05-06−29,470→ 0 total(indirect: See footnote)
→ Class A Common Stock (29,470 underlying)
Conversion
Class B Common Stock
2016-05-06−11,349,190→ 0 total(indirect: See footnote)
→ Class A Common Stock (11,349,190 underlying)
Conversion
Class B Common Stock
2016-05-06−1,221,170→ 0 total(indirect: See footnote)
→ Class A Common Stock (1,221,170 underlying)
Conversion
Class A Common Stock
2016-05-06+29,470→ 29,470 total(indirect: See footnote)
Conversion
Class A Common Stock
2016-05-06+1,221,170→ 1,221,170 total(indirect: See footnote)
Other
Class A Common Stock
2016-05-19−1,221,170→ 0 total(indirect: See footnote)
Conversion
Class B Common Stock
2016-05-06−565,210→ 0 total(indirect: See footnote)
→ Class A Common Stock (565,210 underlying)

RT-SQ Management, LLC

10% Owner

Transactions

Conversion
Class A Common Stock
2016-05-06+11,349,190→ 11,349,190 total(indirect: See footnote)
Conversion
Class B Common Stock
2016-05-06−565,210→ 0 total(indirect: See footnote)
→ Class A Common Stock (565,210 underlying)
Conversion
Class A Common Stock
2016-05-06+565,210→ 565,210 total(indirect: See footnote)
Conversion
Class A Common Stock
2016-05-06+29,470→ 29,470 total(indirect: See footnote)
Conversion
Class A Common Stock
2016-05-06+1,221,170→ 1,221,170 total(indirect: See footnote)
Other
Class A Common Stock
2016-05-17−11,349,190→ 0 total(indirect: See footnote)
Other
Class A Common Stock
2016-05-19−1,221,170→ 0 total(indirect: See footnote)
Conversion
Class B Common Stock
2016-05-06−29,470→ 0 total(indirect: See footnote)
→ Class A Common Stock (29,470 underlying)
Conversion
Class B Common Stock
2016-05-06−11,349,190→ 0 total(indirect: See footnote)
→ Class A Common Stock (11,349,190 underlying)
Conversion
Class B Common Stock
2016-05-06−1,221,170→ 0 total(indirect: See footnote)
→ Class A Common Stock (1,221,170 underlying)

RT Spartan IV, LLC

10% Owner

Transactions

Conversion
Class A Common Stock
2016-05-06+565,210→ 565,210 total(indirect: See footnote)
Conversion
Class A Common Stock
2016-05-06+11,349,190→ 11,349,190 total(indirect: See footnote)
Conversion
Class A Common Stock
2016-05-06+1,221,170→ 1,221,170 total(indirect: See footnote)
Other
Class A Common Stock
2016-05-17−11,349,190→ 0 total(indirect: See footnote)
Other
Class A Common Stock
2016-05-19−1,221,170→ 0 total(indirect: See footnote)
Conversion
Class B Common Stock
2016-05-06−565,210→ 0 total(indirect: See footnote)
→ Class A Common Stock (565,210 underlying)
Conversion
Class A Common Stock
2016-05-06+29,470→ 29,470 total(indirect: See footnote)
Conversion
Class B Common Stock
2016-05-06−29,470→ 0 total(indirect: See footnote)
→ Class A Common Stock (29,470 underlying)
Conversion
Class B Common Stock
2016-05-06−11,349,190→ 0 total(indirect: See footnote)
→ Class A Common Stock (11,349,190 underlying)
Conversion
Class B Common Stock
2016-05-06−1,221,170→ 0 total(indirect: See footnote)
→ Class A Common Stock (1,221,170 underlying)

Rizvi Opportunistic Equity Fund II, L.P.

10% Owner

Transactions

Conversion
Class A Common Stock
2016-05-06+29,470→ 29,470 total(indirect: See footnote)
Conversion
Class A Common Stock
2016-05-06+565,210→ 565,210 total(indirect: See footnote)
Conversion
Class A Common Stock
2016-05-06+11,349,190→ 11,349,190 total(indirect: See footnote)
Conversion
Class A Common Stock
2016-05-06+1,221,170→ 1,221,170 total(indirect: See footnote)
Other
Class A Common Stock
2016-05-17−11,349,190→ 0 total(indirect: See footnote)
Other
Class A Common Stock
2016-05-19−1,221,170→ 0 total(indirect: See footnote)
Conversion
Class B Common Stock
2016-05-06−565,210→ 0 total(indirect: See footnote)
→ Class A Common Stock (565,210 underlying)
Conversion
Class B Common Stock
2016-05-06−29,470→ 0 total(indirect: See footnote)
→ Class A Common Stock (29,470 underlying)
Conversion
Class B Common Stock
2016-05-06−11,349,190→ 0 total(indirect: See footnote)
→ Class A Common Stock (11,349,190 underlying)
Conversion
Class B Common Stock
2016-05-06−1,221,170→ 0 total(indirect: See footnote)
→ Class A Common Stock (1,221,170 underlying)

RT SQ Co-Invest, LLC

10% Owner

Transactions

Conversion
Class A Common Stock
2016-05-06+1,221,170→ 1,221,170 total(indirect: See footnote)
Conversion
Class B Common Stock
2016-05-06−1,221,170→ 0 total(indirect: See footnote)
→ Class A Common Stock (1,221,170 underlying)
Other
Class A Common Stock
2016-05-19−1,221,170→ 0 total(indirect: See footnote)
Conversion
Class B Common Stock
2016-05-06−29,470→ 0 total(indirect: See footnote)
→ Class A Common Stock (29,470 underlying)
Conversion
Class A Common Stock
2016-05-06+565,210→ 565,210 total(indirect: See footnote)
Conversion
Class A Common Stock
2016-05-06+29,470→ 29,470 total(indirect: See footnote)
Conversion
Class A Common Stock
2016-05-06+11,349,190→ 11,349,190 total(indirect: See footnote)
Other
Class A Common Stock
2016-05-17−11,349,190→ 0 total(indirect: See footnote)
Conversion
Class B Common Stock
2016-05-06−565,210→ 0 total(indirect: See footnote)
→ Class A Common Stock (565,210 underlying)
Conversion
Class B Common Stock
2016-05-06−11,349,190→ 0 total(indirect: See footnote)
→ Class A Common Stock (11,349,190 underlying)

Footnotes (8)

[F1]Shares held directly by Rizvi Opportunistic Equity Fund II, L.P. Rizvi Traverse Management II, LLC (the manager of Rizvi Opportunistic Equity Fund II, L.P.), and John Giampetroni and Suhail Rizvi (the managers of Rizvi Traverse Management II, LLC) have sole voting and investment power over the securities held by Rizvi Opportunistic Equity Fund II, L.P. Such persons and entities disclaim beneficial ownership of shares held by Rizvi Opportunistic Equity Fund II, L.P. except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
[F2]Shares held directly by Rizvi Traverse Partners II, LLC. Rizvi Traverse Management II, LLC (the manager of Rizvi Traverse Partners II, LLC), and John Giampetroni and Suhail Rizvi (the managers of Rizvi Traverse Management II, LLC) have sole voting and investment power over the securities held by Rizvi Traverse Partners II, LLC. Such persons and entities disclaim beneficial ownership of shares held by Rizvi Traverse Partners II, LLC except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
[F3]Shares held directly by RT Spartan IV, LLC. RT-SQ Management, LLC (the manager of RT Spartan IV, LLC), and John Giampetroni and Suhail Rizvi (the managers of RT-SQ Management, LLC) have sole voting and shared investment power over the securities held by RT Spartan IV, LLC. Such persons and entities disclaim beneficial ownership of shares held by RT Spartan IV, LLC except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
[F4]Shares held directly by RT SQ Co-Invest, LLC. RT-SQ Management, LLC (the manager of RT SQ Co-Invest, LLC), and John Giampetroni and Suhail Rizvi (the managers of RT-SQ Management, LLC) have sole voting and investment power over the securities held by RT SQ Co-Invest, LLC. Such persons and entities disclaim beneficial ownership of shares held by RT SQ Co-Invest, LLC except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
[F5]The transaction reported on this line represents a pro rata liquidating distribution, and not a purchase or sale of securities, by RT Spartan IV, LLC, to its members without consideration.
[F6]The transaction reported on this line represents a pro rata liquidating distribution, and not a purchase or sale of securities, by RT SQ Co-Invest, LLC, to its members without consideration.
[F7]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
[F8]The holder elected to convert the shares of Class B Common Stock into Class A Common Stock.

Documents

1 file

4
a4.xmlPrimary
4

Issuer

Square, Inc.

CIK 0001512673

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001558567

Filing Metadata

Form type: 4
Filed: May 18, 8:00 PM ET
Accepted: May 19, 3:11 PM ET
Size: 39.3 KB

View on SEC.gov