Home/Filings/4/0001104659-16-133160
4//SEC Filing

MFA FINANCIAL, INC. 4

Accession 0001104659-16-133160

$MFACIK 0001055160operating

Filed

Jul 18, 8:00 PM ET

Accepted

Jul 19, 9:38 AM ET

Size

9.3 KB

Accession

0001104659-16-133160

Insider Transaction Report

Form 4
Period: 2016-07-15
GORIN WILLIAM S
President, CFO
Transactions
  • Exercise/Conversion

    Common Stock

    2016-07-15+4,250865,440 total
  • Exercise/Conversion

    Phantom Shares

    2016-07-154,250562,054 total
    From: 2016-07-15Exp: 2016-07-15Common Stock (4,250 underlying)
  • Tax Payment

    Common Stock

    2016-07-15$7.29/sh2,374$17,306863,066 total
Footnotes (4)
  • [F1]Shares acquired pursuant to the settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person in July 2013.
  • [F2]Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each vested phantom share was settled in one share of common stock of MFA Financial, Inc.
  • [F3]The reported disposition represents the surrender of shares to satisfy tax obligations arising from the settlement of phantom shares described in Note 1 above.
  • [F4]Settlement of time-based phantom shares granted to the Reporting Person in July 2013. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each vested phantom share was settled in one share of common stock of MFA Financial, Inc.

Documents

1 file

Issuer

MFA FINANCIAL, INC.

CIK 0001055160

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001055160

Filing Metadata

Form type
4
Filed
Jul 18, 8:00 PM ET
Accepted
Jul 19, 9:38 AM ET
Size
9.3 KB