MFA FINANCIAL, INC. 4
4 · MFA FINANCIAL, INC. · Filed Jul 19, 2016
Insider Transaction Report
Form 4
GORIN WILLIAM S
President, CFO
Transactions
- Exercise/Conversion
Common Stock
2016-07-15+4,250→ 865,440 total - Exercise/Conversion
Phantom Shares
2016-07-15−4,250→ 562,054 totalFrom: 2016-07-15Exp: 2016-07-15→ Common Stock (4,250 underlying) - Tax Payment
Common Stock
2016-07-15$7.29/sh−2,374$17,306→ 863,066 total
Footnotes (4)
- [F1]Shares acquired pursuant to the settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person in July 2013.
- [F2]Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each vested phantom share was settled in one share of common stock of MFA Financial, Inc.
- [F3]The reported disposition represents the surrender of shares to satisfy tax obligations arising from the settlement of phantom shares described in Note 1 above.
- [F4]Settlement of time-based phantom shares granted to the Reporting Person in July 2013. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each vested phantom share was settled in one share of common stock of MFA Financial, Inc.