Nexeo Solutions, Inc. 4
4 · Nexeo Solutions, Inc. · Filed Jul 28, 2016
Insider Transaction Report
Form 4
Smith Kristina A.
See Remarks
Transactions
- Award
Common Stock
2016-07-26+17,500→ 17,500 total
Holdings
- 1,791,182(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]Shares of the Issuer's Restricted Stock awarded by TPG VI Neon I, L.P., TPG VI Neon II, L.P., and TPG VI FOF Neon, L.P. and approved by the Subcommittee of the Compensation Committee of the Board of Directors of the Issuer.
- [F2]Includes 268,433 shares of common stock subject to forfeiture on June 9, 2026 unless certain targets tied to the trading price of the Issuer's common stock are satisfied or the Issuer completes a liquidation, merger, stock exchange or similar transaction.
- [F3]On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received 1,791,182 shares of common stock and 311,166 deferred payment rights as consideration in connection with the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC (the "Business Combination"). The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein.