HCSB FINANCIAL CORP 4
4 · HCSB FINANCIAL CORP · Filed Aug 3, 2016
Insider Transaction Report
Form 4
Pietrzak John
Director
Transactions
- Award
Common Stock
2016-08-01$0.10/sh+10,000$1,000→ 10,000 total
Holdings
- 35,968,163(indirect: See footnote)
Common Stock
Footnotes (2)
- [F1]These 10,000 shares of Common Stock were acquired by, and are held directly by, John T. Pietrzak ("Mr. Pietrzak").
- [F2]Mr. Pietrzak may also be deemed to be the beneficial owner of the 35,968,163 shares of Common Stock held directly by Castle Creek Capital Partners VI, LP ("Fund VI"). Mr. Pietrzak is a managing principal of Castle Creek Capital VI LLC, the sole general partner of Fund VI. Mr. Pietrzak disclaims beneficial ownership of such shares of Common Stock, except to the extent of his pecuniary interest in Fund VI, and this report shall not be deemed an admission that Mr. Pietrzak is the beneficial owner of such shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.