Home/Filings/4/0001104659-16-136694
4//SEC Filing

HCSB FINANCIAL CORP 4

Accession 0001104659-16-136694

CIK 0001091491operating

Filed

Aug 2, 8:00 PM ET

Accepted

Aug 3, 8:09 PM ET

Size

6.0 KB

Accession

0001104659-16-136694

Insider Transaction Report

Form 4
Period: 2016-08-01
Transactions
  • Award

    Common Stock

    2016-08-01$0.10/sh+10,000$1,00010,000 total
Holdings
  • Common Stock

    (indirect: See footnote)
    35,968,163
Footnotes (2)
  • [F1]These 10,000 shares of Common Stock were acquired by, and are held directly by, John T. Pietrzak ("Mr. Pietrzak").
  • [F2]Mr. Pietrzak may also be deemed to be the beneficial owner of the 35,968,163 shares of Common Stock held directly by Castle Creek Capital Partners VI, LP ("Fund VI"). Mr. Pietrzak is a managing principal of Castle Creek Capital VI LLC, the sole general partner of Fund VI. Mr. Pietrzak disclaims beneficial ownership of such shares of Common Stock, except to the extent of his pecuniary interest in Fund VI, and this report shall not be deemed an admission that Mr. Pietrzak is the beneficial owner of such shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Documents

1 file

Issuer

HCSB FINANCIAL CORP

CIK 0001091491

Entity typeoperating
IncorporatedSC

Related Parties

1
  • filerCIK 0001091491

Filing Metadata

Form type
4
Filed
Aug 2, 8:00 PM ET
Accepted
Aug 3, 8:09 PM ET
Size
6.0 KB