4//SEC Filing
Nexeo Solutions, Inc. 4
Accession 0001104659-16-139814
CIK 0001604416operating
Filed
Aug 14, 8:00 PM ET
Accepted
Aug 15, 6:01 PM ET
Size
6.9 KB
Accession
0001104659-16-139814
Insider Transaction Report
Form 4
Bradley David A.
DirectorSee Remarks
Transactions
- Purchase
Common Stock
2016-08-12$8.81/sh+55,000$484,550→ 55,000 total
Holdings
- 1,791,182(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.535 to $8.90, inclusive. The reporting person undertakes to provide to Nexeo Solutions, Inc., any security holder of Nexeo Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
- [F2]Includes 268,433 shares of common stock subject to forfeiture on June 9, 2026 unless certain targets tied to the trading price of the Issuer's common stock are satisfied or the Issuer completes a liquidation, merger, stock exchange or similar transaction.
- [F3]On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received 1,791,182 shares of common stock and 311,166 deferred payment rights as consideration in connection with the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC. The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein.
Documents
Issuer
Nexeo Solutions, Inc.
CIK 0001604416
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001604416
Filing Metadata
- Form type
- 4
- Filed
- Aug 14, 8:00 PM ET
- Accepted
- Aug 15, 6:01 PM ET
- Size
- 6.9 KB