4//SEC Filing
Marketo, Inc. 4
Accession 0001104659-16-140491
CIK 0001490660operating
Filed
Aug 17, 8:00 PM ET
Accepted
Aug 18, 4:56 PM ET
Size
24.8 KB
Accession
0001104659-16-140491
Insider Transaction Report
Form 4
Marketo, Inc.MKTO
NAHM TAE HEA
Director10% Owner
Transactions
- Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-08-16−16,800→ 0 totalExercise: $12.00Exp: 2023-04-30→ Common Stock (16,800 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-08-16−9,055→ 0 totalExercise: $25.45Exp: 2024-06-12→ Common Stock (9,055 underlying) - Disposition from Tender
Common Stock
2016-08-16−3,057→ 0 total - Disposition from Tender
Common Stock
2016-08-16−2,303,832→ 0 total(indirect: See Footnote) - Disposition from Tender
Common Stock
2016-08-16−126,020→ 0 total(indirect: See Footnote) - Disposition from Tender
Common Stock
2016-08-16−7,894→ 0 total(indirect: See Footnote) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-08-16−8,563→ 0 totalExercise: $29.28Exp: 2025-05-31→ Common Stock (8,563 underlying) - Disposition from Tender
Common Stock
2016-08-16−71,368→ 0 total(indirect: See Footnote) - Disposition from Tender
Common Stock
2016-08-16−8,534→ 0 total(indirect: See Footnote) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-08-16−6,789→ 0 totalExercise: $35.16Exp: 2026-05-31→ Common Stock (6,789 underlying)
Footnotes (12)
- [F1]Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive shares of Common Stock of the Issuer. The RSUs were cancelled pursuant to that certain Agreement and Plan of Merger, dated May 27, 2016, between the Issuer, Milestone Holdco, LLC and Milestone Merger Sub, Inc. (the "Merger Agreement"), in exchange for a cash payment of $35.25 per share.
- [F10]The option, which provided for vesting of all of the shares upon the earlier of (i) the 2015 annual stockholders meeting of the Issuer or (ii) June 12, 2015, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between $35.25 and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.
- [F11]The option, which provided for vesting of all of the shares upon the earlier of (i) the 2016 annual stockholders meeting of the Issuer or (ii) June 1, 2016, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between $35.25 and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.
- [F12]The option, which provided for vesting of all of the shares upon the earlier of (i) the 2017 annual stockholders meeting of the Issuer or (ii) June 1, 2017, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between $35.25 and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.
- [F2]Disposed of pursuant to the Merger Agreement, in exchange for a cash payment of $35.25 per share.
- [F3]The shares are held directly by Nahm Family Trust dated 9-23-1999, for which the Reporting Person serves as trustee.
- [F4]The shares are held directly by Storm Ventures Fund III, L.P. ("SV III").
- [F5]Storm Ventures Associates III, L.L.C. ("SVA LLC") is the general partners of SV III and SVA III and the managing member of SVP III and may be deemed to have shared voting and dispositive power over the shares held by SV III, SVA III and SVP III. The Reporting Person is a managing member of SVA LLC and may be deemed to have shared voting and dispositive power over the shares held by SV III, SVA III and SVP III. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F6]The shares are held directly by Storm Ventures Affiliates Fund III, L.P. ("SVA III").
- [F7]The shares are held directly by Storm Ventures Principals Fund III, L.P. ("SVP III").
- [F8]The shares are held directly by SVA LLC pursuant to the terms of a management agreement between SVA LLC and the Reporting Person.
- [F9]The option, which provided for vesting of all of the shares upon the earlier of (i) the 2014 annual stockholders meeting of the Issuer or (ii) May 1, 2014, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between $35.25 and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.
Documents
Issuer
Marketo, Inc.
CIK 0001490660
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001490660
Filing Metadata
- Form type
- 4
- Filed
- Aug 17, 8:00 PM ET
- Accepted
- Aug 18, 4:56 PM ET
- Size
- 24.8 KB