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4//SEC Filing

Vitae Pharmaceuticals, Inc 4

Accession 0001104659-16-151941

CIK 0001157602operating

Filed

Oct 24, 8:00 PM ET

Accepted

Oct 25, 4:32 PM ET

Size

19.3 KB

Accession

0001104659-16-151941

Insider Transaction Report

Form 4
Period: 2016-10-24
Fratamico Arthur
Chief Business Officer
Transactions
  • Disposition from Tender

    Common Stock

    2016-10-24$21.00/sh13,233$277,8930 total
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2016-10-25$12.72/sh13,750$174,9000 total
    Exercise: $8.28Exp: 2025-08-14Common Stock (13,750 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2016-10-25$12.22/sh14,500$177,1900 total
    Exercise: $8.78Exp: 2026-08-14Common Stock (14,500 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2016-10-25$15.71/sh152,173$2,390,6380 total
    Exercise: $5.29Exp: 2024-06-24Common Stock (152,173 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2016-10-25$6.60/sh13,750$90,7500 total
    Exercise: $14.40Exp: 2025-02-13Common Stock (13,750 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2016-10-25$12.42/sh19,250$239,0850 total
    Exercise: $8.58Exp: 2026-02-15Common Stock (19,250 underlying)
Footnotes (7)
  • [F1]Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 13, 2016, by and among the Issuer, Allergan Holdco US, Inc. ("Parent") and Augusta Merger Sub, Inc. ("Merger Sub"), a wholly-owned subsidiary of Parent, Merger Sub made a cash tender offer (the "Offer") to purchase each outstanding share of the Company's Common Stock for $21.00 per share (the "Offer Price"), without any interest and subject to any tax withholding. These shares were tendered into the Offer and, after the expiration of the Offer at 12:00 midnight, New York City time, at the end of October 24, 2016, Merger Subsidiary accepted all of the tendered shares and the holder was entitled to receive the Offer Price per share.
  • [F2]Pursuant to the Merger Agreement, each outstanding option to purchase shares of the Issuer's common stock, whether or not exercisable or vested, was cancelled and the holder thereof became entitled to receive an amount in cash determined by multiplying (A) the excess, if any, of $21.00 over the exercise price per share of the common stock underlying such stock option by (B) the number of shares of common stock subject to such stock option.
  • [F3]This option, which provided for vesting with respect to 1/4 of the shares of stock which are subject to this option on May 12, 2014 (the "Initial Vesting Date") and 1/48th of the shares of stock which are subject to this option monthly following the Initial Vesting Date, was cancelled and the Reporting Person became entitled to receive an amount in cash per the terms of the Merger Agreement, as described in footnote (2) above.
  • [F4]This option, which provided for vesting with respect to 1/4 of the shares of stock which are subject to this option on February 13, 2016 (the "February 2016 Initial Vesting Date") and 1/48th of the shares of stock which are subject to this option monthly following the February 2016 Initial Vesting Date, was cancelled and the Reporting Person became entitled to receive an amount in cash per the terms of the Merger Agreement, as described in footnote (2) above.
  • [F5]This option, which provided for vesting with respect to 1/4 of the shares of stock which are subject to this option on August 14, 2016 (the "August 2016 Initial Vesting Date") and 1/48th of the shares of stock which are subject to this option monthly following the August 2016 Initial Vesting Date, was cancelled and the Reporting Person became entitled to receive an amount in cash per the terms of the Merger Agreement, as described in footnote (2) above.
  • [F6]This option, which provided for vesting with respect to 1/4 of the shares of stock which are subject to this option on February 15, 2017 (the "February 2017 Initial Vesting Date") and 1/48th of the shares of stock which are subject to this option monthly following the February 2017 Initial Vesting Date, was cancelled and the Reporting Person became entitled to receive an amount in cash per the terms of the Merger Agreement, as described in footnote (2) above.
  • [F7]This option, which provided for vesting with respect to 1/4 of the shares of stock which are subject to this option on August 15, 2017 (the "August 2017 Initial Vesting Date") and 1/48th of the shares of stock which are subject to this option monthly following the August 2017 Initial Vesting Date, was cancelled and the Reporting Person became entitled to receive an amount in cash per the terms of the Merger Agreement, as described in footnote (2) above.

Documents

1 file

Issuer

Vitae Pharmaceuticals, Inc

CIK 0001157602

Entity typeoperating

Related Parties

1
  • filerCIK 0001157602

Filing Metadata

Form type
4
Filed
Oct 24, 8:00 PM ET
Accepted
Oct 25, 4:32 PM ET
Size
19.3 KB