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4//SEC Filing

Vitae Pharmaceuticals, Inc 4

Accession 0001104659-16-151947

CIK 0001157602operating

Filed

Oct 24, 8:00 PM ET

Accepted

Oct 25, 4:34 PM ET

Size

20.0 KB

Accession

0001104659-16-151947

Insider Transaction Report

Form 4
Period: 2016-10-24
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2016-10-25$17.09/sh5,434$92,8670 total
    Exercise: $3.91Exp: 2018-05-27Common Stock (5,434 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2016-10-25$13.00/sh17,000$221,0000 total
    Exercise: $8.00Exp: 2024-09-23Common Stock (17,000 underlying)
  • Disposition from Tender

    Common Stock

    2016-10-24$21.00/sh11,002$231,0420 total(indirect: See Footnote)
  • Disposition from Tender

    Common Stock

    2016-10-24$21.00/sh15,830$332,4300 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2016-10-25$11.38/sh10,000$113,8000 total
    Exercise: $9.62Exp: 2026-05-25Common Stock (10,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2016-10-25$15.71/sh9,091$142,8200 total
    Exercise: $5.29Exp: 2024-06-04Common Stock (9,091 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2016-10-25$8.57/sh10,000$85,7000 total
    Exercise: $12.43Exp: 2025-05-27Common Stock (10,000 underlying)
Footnotes (8)
  • [F1]Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 13, 2016, by and among the Issuer, Allergan Holdco US, Inc. ("Parent") and Augusta Merger Sub, Inc. ("Merger Sub"), a wholly-owned subsidiary of Parent, Merger Sub made a cash tender offer (the "Offer") to purchase each outstanding share of the Company's Common Stock for $21.00 per share (the "Offer Price"), without any interest and subject to any tax withholding. These shares were tendered into the Offer and, after the expiration of the Offer at 12:00 midnight, New York City time, at the end of October 24, 2016, Merger Subsidiary accepted all of the tendered shares and the holder was entitled to receive the Offer Price per share.
  • [F2]The reportable securities are owned by G&H Partners. Mr. Gunderson is a general partner of G&H Partners, and as such he may be deemed to share voting and dispositive power with respect to the shares held by G&H Partners. Mr. Gunderson disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
  • [F3]Pursuant to the Merger Agreement, each outstanding option to purchase shares of the Issuer's common stock, whether or not exercisable or vested, was cancelled and the holder thereof became entitled to receive an amount in cash determined by multiplying (A) the excess, if any, of $21.00 over the exercise price per share of the common stock underlying such stock option by (B) the number of shares of common stock subject to such stock option.
  • [F4]This option, which is fully vested, was cancelled and the Reporting Person became entitled to receive an amount in cash per the terms of the Merger Agreement, as described in footnote (3) above.
  • [F5]This option, which is fully vested, was cancelled and the Reporting Person became entitled to receive an amount in cash per the terms of the Merger Agreement, as described in footnote (3) above.
  • [F6]This option, which is fully vested, was cancelled and the Reporting Person became entitled to receive an amount in cash per the terms of the Merger Agreement, as described in footnote (3) above.
  • [F7]This option, which provided for vesting in three equal annual installments following May 28, 2015, was cancelled and the Reporting Person became entitled to receive an amount in cash per the terms of the Merger Agreement, as described in footnote (3) above.
  • [F8]This option, which provided for vesting in four equal quarterly installments following May 26, 2016, was cancelled and the Reporting Person became entitled to receive an amount in cash per the terms of the Merger Agreement, as described in footnote (3) above.

Documents

1 file

Issuer

Vitae Pharmaceuticals, Inc

CIK 0001157602

Entity typeoperating

Related Parties

1
  • filerCIK 0001157602

Filing Metadata

Form type
4
Filed
Oct 24, 8:00 PM ET
Accepted
Oct 25, 4:34 PM ET
Size
20.0 KB