4//SEC Filing
Rosenberg Daniel 4
Accession 0001104659-16-155913
CIK 0001602367other
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 5:40 PM ET
Size
20.8 KB
Accession
0001104659-16-155913
Insider Transaction Report
Form 4
SC Partners III, L.P.
Director10% Owner
Transactions
- Award
Series A Preferred Stock
2016-11-07$1000.00/sh+3,187$3,187,000→ 3,187 total(indirect: See Footnotes) - Award
Series A Preferred Stock
2016-11-07$1000.00/sh+4,313$4,313,000→ 4,313 total(indirect: See Footnotes)
Taslitz Steven
Director10% Owner
Transactions
- Award
Series A Preferred Stock
2016-11-07$1000.00/sh+3,187$3,187,000→ 3,187 total(indirect: See Footnotes) - Award
Series A Preferred Stock
2016-11-07$1000.00/sh+4,313$4,313,000→ 4,313 total(indirect: See Footnotes)
Sterling Capital Partners III, LLC
Director10% Owner
Transactions
- Award
Series A Preferred Stock
2016-11-07$1000.00/sh+3,187$3,187,000→ 3,187 total(indirect: See Footnotes) - Award
Series A Preferred Stock
2016-11-07$1000.00/sh+4,313$4,313,000→ 4,313 total(indirect: See Footnotes)
ELFMAN MERRICK
Director10% Owner
Transactions
- Award
Series A Preferred Stock
2016-11-07$1000.00/sh+3,187$3,187,000→ 3,187 total(indirect: See Footnotes) - Award
Series A Preferred Stock
2016-11-07$1000.00/sh+4,313$4,313,000→ 4,313 total(indirect: See Footnotes)
BECKER DOUGLAS L
Director10% Owner
Transactions
- Award
Series A Preferred Stock
2016-11-07$1000.00/sh+4,313$4,313,000→ 4,313 total(indirect: See Footnotes) - Award
Series A Preferred Stock
2016-11-07$1000.00/sh+3,187$3,187,000→ 3,187 total(indirect: See Footnotes)
HOEHN SARIC RULDOLF CHRISTOPHER
Director10% Owner
Transactions
- Award
Series A Preferred Stock
2016-11-07$1000.00/sh+4,313$4,313,000→ 4,313 total(indirect: See Footnotes) - Award
Series A Preferred Stock
2016-11-07$1000.00/sh+3,187$3,187,000→ 3,187 total(indirect: See Footnotes)
Rosenberg Daniel
Director10% Owner
Transactions
- Award
Series A Preferred Stock
2016-11-07$1000.00/sh+3,187$3,187,000→ 3,187 total(indirect: See Footnotes) - Award
Series A Preferred Stock
2016-11-07$1000.00/sh+4,313$4,313,000→ 4,313 total(indirect: See Footnotes)
SCP III AIV THREE-FCER, L.P.
Director10% Owner
Transactions
- Award
Series A Preferred Stock
2016-11-07$1000.00/sh+4,313$4,313,000→ 4,313 total(indirect: See Footnotes) - Award
Series A Preferred Stock
2016-11-07$1000.00/sh+3,187$3,187,000→ 3,187 total(indirect: See Footnotes)
SCP III AIV THREE-FCER Conduit, L.P.
Director10% Owner
Transactions
- Award
Series A Preferred Stock
2016-11-07$1000.00/sh+4,313$4,313,000→ 4,313 total(indirect: See Footnotes) - Award
Series A Preferred Stock
2016-11-07$1000.00/sh+3,187$3,187,000→ 3,187 total(indirect: See Footnotes)
Footnotes (4)
- [F1]On November 7, 2016, SCP III AIV THREE-FCER, L.P. and SCP III AIV THREE-FCER Conduit, L.P. purchased 4,313 and 3,187 newly issued shares of Series A Preferred Stock, par value $0.01, of the Company ("Series A Preferred Stock") for an aggregate amount of $4,313,000 and $3,187,000, respectively.
- [F2]Shares of Series A Preferred Stock of the Issuer are held by SCP III AIV THREE-FCER, L.P.
- [F3]Shares of Series A Preferred Stock of the Issuer are held by SCP III AIV THREE-FCER Conduit, L.P.
- [F4]Sterling Capital Partners III, LLC is the general partner of SC Partners III, L.P., the general partner of each of SCP III AIV THREE-FCER, L.P. and SCP III AIV THREE-FCER Conduit, L.P. Messrs. Steven M. Taslitz, Merrick M. Elfman, Douglas L. Becker and R. Christopher Hoehn-Saric are the managers of Sterling Capital Partners III, LLC. Mr. Rosenberg also has an indirect interest in the securities of the Issuer reported herein.
Documents
Issuer
Adeptus Health Inc.
CIK 0001602367
Entity typeother
Related Parties
1- filerCIK 0001352791
Filing Metadata
- Form type
- 4
- Filed
- Nov 8, 7:00 PM ET
- Accepted
- Nov 9, 5:40 PM ET
- Size
- 20.8 KB