4//SEC Filing
APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT LP 4
Accession 0001104659-16-157871
CIK 0001326200other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 6:58 PM ET
Size
244.7 KB
Accession
0001104659-16-157871
Insider Transaction Report
Form 4
Apollo Capital Management, L.P.
10% Owner
Transactions
- Purchase
Series A Convertible Preferred Stock
2016-11-15$4.85/sh+1,024,054$4,966,662→ 1,024,054 total(indirect: See footnote)→ Common Stock (1,024,054 underlying)
Apollo Principal Holdings II, L.P.
10% Owner
Transactions
- Purchase
Series A Convertible Preferred Stock
2016-11-15$4.85/sh+1,024,054$4,966,662→ 1,024,054 total(indirect: See footnote)→ Common Stock (1,024,054 underlying)
Apollo Principal Holdings II GP, LLC
10% Owner
Transactions
- Purchase
Series A Convertible Preferred Stock
2016-11-15$4.85/sh+1,024,054$4,966,662→ 1,024,054 total(indirect: See footnote)→ Common Stock (1,024,054 underlying)
Apollo Capital Management GP, LLC
10% Owner
Transactions
- Purchase
Series A Convertible Preferred Stock
2016-11-15$4.85/sh+1,024,054$4,966,662→ 1,024,054 total(indirect: See footnote)→ Common Stock (1,024,054 underlying)
Apollo SVF Management, L.P.
10% Owner
Transactions
- Purchase
Series A Convertible Preferred Stock
2016-11-15$4.85/sh+1,024,054$4,966,662→ 1,024,054 total(indirect: See footnote)→ Common Stock (1,024,054 underlying)
Transactions
- Purchase
Series A Convertible Preferred Stock
2016-11-15$4.85/sh+1,024,054$4,966,662→ 1,024,054 total(indirect: See footnote)→ Common Stock (1,024,054 underlying)
Apollo SVF Management GP, LLC
10% Owner
Transactions
- Purchase
Series A Convertible Preferred Stock
2016-11-15$4.85/sh+1,024,054$4,966,662→ 1,024,054 total(indirect: See footnote)→ Common Stock (1,024,054 underlying)
Apollo Management Holdings, L.P.
10% Owner
Transactions
- Purchase
Series A Convertible Preferred Stock
2016-11-15$4.85/sh+1,024,054$4,966,662→ 1,024,054 total(indirect: See footnote)→ Common Stock (1,024,054 underlying)
Apollo Management Holdings GP, LLC
10% Owner
Transactions
- Purchase
Series A Convertible Preferred Stock
2016-11-15$4.85/sh+1,024,054$4,966,662→ 1,024,054 total(indirect: See footnote)→ Common Stock (1,024,054 underlying)
Footnotes (2)
- [F1]The Series A Convertible Preferred Stock ("Preferred Shares") will be automatically converted into shares of the Issuer's common stock ("Common Stock") upon the approval of the Issuer's stockholders, at an initial ratio of one share of Common Stock for each Preferred Share, subject to adjustment pursuant to certain anti-dilution provisions. The Issuer has committed to take all action necessary to hold a special meeting of its stockholders to seek stockholder approval of the conversion within 60 days of the closing under the purchase agreement pursuant to which the Preferred Shares were issued.
- [F2]See Exhibit 99.1.
Issuer
GENCO SHIPPING & TRADING LTD
CIK 0001326200
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001445269
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 6:58 PM ET
- Size
- 244.7 KB