4//SEC Filing
ACCURIDE CORP 4
Accession 0001104659-16-158420
CIK 0000817979operating
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 7:38 PM ET
Size
23.2 KB
Accession
0001104659-16-158420
Insider Transaction Report
Form 4
Littlejohn Fund IV, L.P.
10% Owner
Transactions
- Sale
Common Stock
2016-11-18$2.58/sh−137,850$355,653→ 0 total - Exercise/Conversion
Restricted Stock Units
2016-11-18−26,402→ 0 total→ Common Stock (26,402 underlying) - Sale
Common Stock
2016-11-18$2.58/sh−2,375,763$6,129,469→ 0 total - Sale
Common Stock
2016-11-18$2.58/sh−477,801$1,232,727→ 0 total - Sale
Common Stock
2016-11-18$2.58/sh−16,781$43,295→ 0 total - Exercise/Conversion
Common Stock
2016-11-18+26,402→ 137,850 total - Sale
Common Stock
2016-11-18$2.58/sh−4,182,716$10,791,407→ 0 total - Sale
Common Stock
2016-11-18$2.58/sh−1,153,655$2,976,430→ 0 total - Sale
Common Stock
2016-11-18$2.58/sh−8,650$22,317→ 0 total
Cetus Capital III, L.P.
10% Owner
Transactions
- Sale
Common Stock
2016-11-18$2.58/sh−8,650$22,317→ 0 total - Exercise/Conversion
Restricted Stock Units
2016-11-18−26,402→ 0 total→ Common Stock (26,402 underlying) - Sale
Common Stock
2016-11-18$2.58/sh−16,781$43,295→ 0 total - Exercise/Conversion
Common Stock
2016-11-18+26,402→ 137,850 total - Sale
Common Stock
2016-11-18$2.58/sh−137,850$355,653→ 0 total - Sale
Common Stock
2016-11-18$2.58/sh−2,375,763$6,129,469→ 0 total - Sale
Common Stock
2016-11-18$2.58/sh−4,182,716$10,791,407→ 0 total - Sale
Common Stock
2016-11-18$2.58/sh−1,153,655$2,976,430→ 0 total - Sale
Common Stock
2016-11-18$2.58/sh−477,801$1,232,727→ 0 total
Footnotes (8)
- [F1]Pursuant to the Agreement and Plan of Merger, dated September 2, 2016 (the "Merger Agreement"), by and among the Issuer, Armor Parent Corp. and Armor Merger Corp., each restricted stock unit held by Mr. Robert E. Davis at the effective time of the transactions contemplated by the Merger Agreement was automatically vested and was converted into one share of the Issuer's Common Stock.
- [F2]These shares are directly owned by Robert E. Davis, who is a portfolio manager for Cetus Capital, LLC ("Cetus"), Cetus Capital II, LLC ("Cetus II"), Cetus Capital III, L.P. ("Cetus III"), Littlejohn Opportunities Master Fund LP ("Opportunities Master Fund") and SG Distressed Fund, LP ("Distressed Fund"). Mr. Davis disclaims any beneficial ownership of the shares included in this report except to the extent of his respective pecuniary interests therein, and this report shall not be deemed an admission that Mr. Davis is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
- [F3]These shares are directly owned by Cetus. Littlejohn Fund III, L.P. ("Fund III"), as the sole member of Cetus, and Littlejohn Associates III, L.L.C. ("Associates III"), the general partner of Fund III, may each be deemed to be the indirect beneficial owner of these shares. Each of Fund III and Associates III disclaim any beneficial ownership of the shares included in this report except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that Fund III or Associates III is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
- [F4]These shares are directly owned by Cetus II. Littlejohn Fund IV, L.P. ("Fund IV"), as the sole member of Cetus II, and Littlejohn Associates IV, L.L.C. ("Associates IV"), the general partner of Fund IV, may each be deemed to be the indirect beneficial owner of these shares. Each of Fund IV and Associates IV disclaim any beneficial ownership of the shares included in this report except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that Fund IV or Associates IV is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
- [F5]These shares are directly owned by Opportunities Master Fund. Littlejohn Opportunities GP LLC ("Opportunities GP"), the general partner of Opportunities Master Fund, may be deemed to be the indirect beneficial owner of these shares. Opportunities GP disclaims any beneficial ownership of the shares included in this report except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that Opportunities GP is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
- [F6]These shares are directly owned by Distressed Fund. Opportunities GP, the general partner of Distressed Fund, may be deemed to be the indirect beneficial owner of these shares. Opportunities GP disclaims any beneficial ownership of the shares included in this report except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that Opportunities GP is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
- [F7]These shares are directly owned by Richard E. Maybaum, who is a portfolio manager for Cetus, Cetus II, Cetus III, Opportunities Master Fund and Distressed Fund. Mr. Maybaum disclaims any beneficial ownership of the shares included in this report except to the extent of his respective pecuniary interests therein, and this report shall not be deemed an admission that Mr. Maybaum is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
- [F8]These shares are directly owned by Cetus III. Cetus III disclaims any beneficial ownership of the shares included in this report except to the extent of its pecuniary interests therein, and this report shall not be deemed an admission that Cetus III is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
Documents
Issuer
ACCURIDE CORP
CIK 0000817979
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000817979
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 7:38 PM ET
- Size
- 23.2 KB