4//SEC Filing
Aralez Pharmaceuticals Inc. 4
Accession 0001104659-16-159835
CIK 0001660719operating
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 7:56 PM ET
Size
15.9 KB
Accession
0001104659-16-159835
Insider Transaction Report
Form 4
Harris Robert Paul
Director
Transactions
- Sale
Common Shares, without par value
2016-11-28$4.65/sh−20,000$93,000→ 594,094 total - Exercise/Conversion
Common Shares, without par value
2016-11-29$3.92/sh+104,778$410,730→ 698,872 total - Sale
Common Shares, without par value
2016-11-29$4.99/sh−104,778$523,146→ 594,094 total - Exercise/Conversion
Employee Stock Option (right to buy)
2016-11-28−20,000→ 104,778 totalExercise: $3.92Exp: 2016-12-01→ Common Shares, without par value (20,000 underlying) - Exercise/Conversion
Common Shares, without par value
2016-11-28$3.92/sh+20,000$78,400→ 614,094 total - Exercise/Conversion
Employee Stock Option (right to buy)
2016-11-29−104,778→ 0 totalExercise: $3.92Exp: 2016-12-01→ Common Shares, without par value (104,778 underlying)
Holdings
- 600,188(indirect: By Spouse)
Common Shares, without par value
Footnotes (6)
- [F1]Price is presented in Canadian dollars.
- [F2]The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 16, 2016, as amended.
- [F3]Price is presented in United States dollars.
- [F4]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 16, 2016, as amended.
- [F5]This transaction was executed in multiple trades at prices ranging from $4.76 to $5.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F6]The option was exercisable as of the Reporting Person's previous filing on Form 3, dated as of February 8, 2016.
Documents
Issuer
Aralez Pharmaceuticals Inc.
CIK 0001660719
Entity typeoperating
IncorporatedBritish Columbia, Canada
Related Parties
1- filerCIK 0001660719
Filing Metadata
- Form type
- 4
- Filed
- Nov 29, 7:00 PM ET
- Accepted
- Nov 30, 7:56 PM ET
- Size
- 15.9 KB