Home/Filings/4/0001104659-17-003078
4//SEC Filing

Invuity, Inc. 4

Accession 0001104659-17-003078

CIK 0001393020operating

Filed

Jan 18, 7:00 PM ET

Accepted

Jan 19, 4:00 PM ET

Size

8.5 KB

Accession

0001104659-17-003078

Insider Transaction Report

Form 4
Period: 2017-01-17
SAWYER PHILIP M
DirectorPresident and CEO
Transactions
  • Award

    Employee Stock Option (right to buy)

    2017-01-17+85,00085,000 total
    Exercise: $6.50Exp: 2027-01-17Common Stock (85,000 underlying)
  • Award

    Employee Stock Option (right to buy)

    2017-01-17+85,00085,000 total
    Exercise: $6.50Exp: 2027-01-17Common Stock (85,000 underlying)
Footnotes (2)
  • [F1]The option vests and becomes exercisable over the course of a four-year period after January 1, 2017 (the "Vesting Period") only if (a) the average closing price per share of the Issuer's shares on the NASDAQ Global Market over a 60-trading day period meets or exceeds $12.00 per share or (b) the Issuer is sold and the acquisition price per share of the Issuer's shares meets or exceeds $12.00 per share (either (a) or (b), the "Price Hurdle") within a three-year period after the Transaction Date (the "Performance Period"). Upon achievement of the Price Hurdle during the Performance Period, a pro rata portion of the options shall vest immediately, with the remainder to vest in equal monthly installments for the remainder of the Vesting Period, subject to the Reporting Person continuing as a service provider through each vesting date. If the Price Hurdle is not achieved during the Performance Period, the option shall be cancelled.
  • [F2]The option vests and becomes exercisable as to one-forty-eighth of the shares on February 1, 2017 and each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each vesting date.

Documents

1 file

Issuer

Invuity, Inc.

CIK 0001393020

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0001393020

Filing Metadata

Form type
4
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 4:00 PM ET
Size
8.5 KB