BROADWIND ENERGY, INC. 4
4 · BROADWIND ENERGY, INC. · Filed Jan 19, 2017
Insider Transaction Report
Form 4
FOX TERENCE P
Director
Transactions
- Sale
Common Stock
2016-11-17$4.12/sh−20,000$82,400→ 254,266 total - Sale
Common Stock
2016-08-19$4.50/sh−10,000$45,000→ 274,266 total
Holdings
- 200,000(indirect: By Trust)
Common Stock
- 519
Phantom Stock
→ Common Stock (519 underlying)
Footnotes (3)
- [F1]Includes 10,736 restricted stock units that vest on 4/26/17.
- [F2]Each share of phantom stock is the economic equivalent of one share of Broadwind Energy, Inc. common stock.
- [F3]Phantom stock credited to participant's account in 2008 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.