MFA FINANCIAL, INC. 4
4 · MFA FINANCIAL, INC. · Filed Jan 25, 2017
Insider Transaction Report
Form 4
GORIN WILLIAM S
President, CFO
Transactions
- Exercise/Conversion
Phantom Shares
2017-01-24−67,054→ 534,900 totalFrom: 2017-01-24Exp: 2017-01-24→ Common Stock (67,054 underlying) - Exercise/Conversion
Common Stock
2017-01-24+67,054→ 1,120,640 total - Tax Payment
Common Stock
2017-01-24$7.90/sh−35,854$283,247→ 1,084,786 total
Footnotes (4)
- [F1]Shares acquired pursuant to the settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person on January 24, 2014.
- [F2]Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.
- [F3]The reported disposition represents the surrender of shares to satisfy tax obligations arising from the settlement of phantom shares described in Note 1 above.
- [F4]Settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person on January 24, 2014. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.